S-4/A
As filed with the Securities and Exchange Commission on
November 8, 2006
Registration
No. 333-138319
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Amendment No. 1
To
Form S-4
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Charter Communications Holdings, LLC
CCH I, LLC
and
CCH II, LLC
(Exact name of registrants as specified in their charters)
|
|
|
|
|
Delaware
|
|
4841 |
|
43-1843179 |
Delaware
|
|
4841 |
|
13-4257699 |
Delaware
|
|
4841 |
|
03-0511293 |
(State or other jurisdiction of
incorporation or organization) |
|
(Primary Standard Industrial
Classification Code Number) |
|
(I.R.S. Employer
Identification Number) |
12405 Powerscourt Drive
St. Louis, Missouri 63131
(314) 965-0555
(Address, including zip code, and telephone number, including
area code, of registrants principal executive offices)
Grier C. Raclin
Executive Vice President, General Counsel and Corporate
Secretary
12405 Powerscourt Drive
St. Louis, Missouri 63131
(314) 965-0555
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copies to:
Dennis J. Friedman
Jeffrey L. Kochian
Gibson, Dunn & Crutcher LLP
200 Park Avenue
New York, NY 10166
(212) 351-4000
Approximate date of commencement of proposed sale to the
public: As soon as practicable after the effective date of
this Registration Statement.
If the securities being registered on this form are being
offered in connection with the formation of a holding company
and there is compliance with General Instruction G, check
the following
box. o
If this form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act,
check the following box and list the Securities Act registration
statement number of the earlier effective registration statement
for the same
offering. o
If this form is a post-effective amendment filed pursuant to
Rule 462(d) under the Securities Act, check the following
box and list the Securities Act registration statement number of
the earlier effective registration statement for the same
offering. o
The Registrants hereby amend this Registration Statement on
such date or dates as may be necessary to delay its effective
date until the Registrants shall file a further amendment which
specifically states that this Registration Statement shall
thereafter become effective in accordance with Section 8(a)
of the Securities Act of 1933, as amended, or until this
Registration Statement shall become effective on such date as
the Commission, acting pursuant to said Section 8(a), may
determine.
TABLE OF ADDITIONAL REGISTRANTS
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Primary Standard | |
|
|
|
|
|
|
Industrial | |
|
I.R.S. Employer | |
|
|
State of | |
|
Classification Code | |
|
Identification | |
Name |
|
Incorporation | |
|
Number | |
|
Number | |
|
|
| |
|
| |
|
| |
CCH I Capital Corp.
|
|
|
DE |
|
|
|
4841 |
|
|
|
13-4257701 |
|
CCH II Capital Corp.
|
|
|
DE |
|
|
|
4841 |
|
|
|
13-4257703 |
|
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 20. Indemnification
of Directors and Officers
Indemnification Under the Limited Liability Company
Agreements of Charter Holdings, CCH I and CCH II
The limited liability company agreements of Charter Holdings,
CCH I and CCH II provide that the members, the
manager, the directors, their affiliates or any person who at
any time serves or has served as a director, officer, employee
or other agent of any member or any such affiliate, and who, in
such capacity, engages or has engaged in activities on behalf of
Charter Holdings, CCH I and CCH II shall be
indemnified and held harmless by Charter Holdings, CCH I
and CCH II to the fullest extent permitted by law from and
against any losses, damages, expenses, including attorneys
fees, judgments and amounts paid in settlement actually and
reasonably incurred by or in connection with any claim, action,
suit or proceeding arising out of or incidental to such
indemnifiable persons acts or omissions on behalf of
Charter Holdings, CCH I and CCH II. Notwithstanding the
foregoing, no indemnification is available under the limited
liability company agreement in respect of any such claim
adjudged to be primarily the result of bad faith, willful
misconduct or fraud of an indemnifiable person. Payment of these
indemnification obligations shall be made from the assets of
Charter Holdings, CCH I and CCH II and the members shall
not be personally liable to an indemnifiable person for payment
of indemnification.
Indemnification Under the Delaware Limited Liability Company
Act
Section 18-108 of
the Delaware Limited Liability Company Act authorizes a limited
liability company to indemnify and hold harmless any member or
manager or other person from and against any and all claims and
demands whatsoever, subject to such standards and restrictions,
if any, as are set forth in its limited liability company
agreement.
Indemnification Under the By-Laws of CCH I Capital and
CCH II Capital
The bylaws of CCH I Capital and CCH II Capital require
CCH I Capital and CCH II Capital, to the fullest extent
authorized by the Delaware General Corporation Law, to indemnify
any person who was or is made a party or is threatened to be
made a party or is otherwise involved in any action, suit or
proceeding by reason of the fact that he is or was a director or
officer of CCH I Capital and CCH II Capital or is or
was serving at the request of CCH I Capital and CCH II
Capital as a director, officer, employee or agent of another
corporation, partnership, joint venture, trust, employee benefit
plan or other entity or enterprise, in each case, against all
expense, liability and loss (including attorneys fees,
judgments, amounts paid in settlement, fines, ERISA excise taxes
or penalties) reasonably incurred or suffered by such person in
connection therewith.
Indemnification Under the Delaware General Corporation Law
Section 145 of the Delaware General Corporation Law,
authorizes a corporation to indemnify any person who was or is a
party, or is threatened to be made a party, to any threatened,
pending or completed action, suit or proceeding, whether civil,
criminal, administrative or investigative, by reason of the fact
that the person is or was a director, officer, employee or agent
of the corporation, or is or was serving at the request of the
corporation as a director, officer, employee or agent of another
corporation, partnership, joint venture, trust or other
enterprise, against expenses, including attorneys fees,
judgments, fines and amounts paid in settlement actually and
reasonably incurred by the person in connection with such
action, suit or proceeding, if the person acted in good faith
and in a manner the person reasonably believed to be in, or not
opposed to, the best interests of the corporation and, with
respect to any criminal action or proceeding, had no reasonable
cause to believe the persons conduct was unlawful. In
addition, the Delaware General Corporation Law does not permit
indemnification in any threatened, pending or completed action
or suit by or in the right of the corporation in respect of any
claim, issue or matter as to which such person shall have been
adjudged to be
II-1
liable to the corporation, unless and only to the extent that
the court in which such action or suit was brought shall
determine upon application that, despite the adjudication of
liability, but in view of all the circumstances of the case,
such person is fairly and reasonably entitled to indemnity for
such expenses, which such court shall deem proper. To the extent
that a present or former director or officer of a corporation
has been successful on the merits or otherwise in defense of any
action, suit or proceeding referred to above, or in defense of
any claim, issue or matter, such person shall be indemnified
against expenses, including attorneys fees, actually and
reasonably incurred by such person. Indemnity is mandatory to
the extent a claim, issue or matter has been successfully
defended. The Delaware General Corporation Law also allows a
corporation to provide for the elimination or limit of the
personal liability of a director to the corporation or its
stockholders for monetary damages for breach of fiduciary duty
as a director, provided that such provision shall not eliminate
or limit the liability of a director:
(i) for any breach of the directors duty of loyalty
to the corporation or its stockholders,
(ii) for acts or omissions not in good faith or which
involve intentional misconduct or a knowing violation of law,
(iii) for unlawful payments of dividends or unlawful stock
purchases or redemptions, or
(iv) for any transaction from which the director derived an
improper personal benefit. These provisions will not limit the
liability of directors or officers under the federal securities
laws of the United States.
Item 21. Exhibits and
Financial Statement Schedules
Exhibits are listed by numbers corresponding to the
Exhibit Table of Item 601 in
Regulation S-K.
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
2 |
.1 |
|
Purchase Agreement, dated May 29, 2003, by and between
Falcon Video Communications, L.P. and WaveDivision Holdings, LLC
(incorporated by reference to Exhibit 2.1 to Charter
Communications, Inc.s current report on Form 8-K
filed on May 30, 2003 (File No. 000-27927)). |
|
2 |
.2 |
|
Asset Purchase Agreement, dated September 3, 2003, by and
between Charter Communications VI, LLC, The Helicon Group, L.P.,
Hornell Television Service, Inc., Interlink Communications
Partners, LLC, Charter Communications Holdings, LLC and Atlantic
Broadband Finance, LLC (incorporated by reference to
Exhibit 2.1 to Charter Communications, Inc.s current
report on Form 8-K/ A filed on September 3, 2003 (File
No. 000-27927)). |
|
2 |
.3 |
|
Purchase Agreement, dated August 11, 2005 by and among CCO
Holdings, LLC, CCO Holdings Capital Corp. and J.P. Morgan
Securities Inc., Credit Suisse First Boston LLC, and Banc of
America Securities LLC as representatives of the purchasers
(incorporated by reference to Exhibit 10.1 to the current
report on Form 8-K of CCO Holdings, LLC and CCO Holdings
Capital Corp. filed on August 17, 2005 (File No.
333-112593)). |
|
2 |
.4 |
|
Purchase Agreement dated as of January 26, 2006, by and
between CCH II, LLC, CCH II Capital Corp and J.P. Morgan
Securities, Inc as Representative of several Purchasers for
$450,000,000 10.25% Senior Notes Due 2010 (incorporated by
reference to Exhibit 10.3 to the current report on Form 8-K
of Charter Communications, Inc. filed on January 27, 2006
(File No. 000-27927)). |
|
2 |
.5 |
|
Asset Purchase Agreement dated February 27, 2006, by and
between Charter Communications Operating, LLC and Cebridge
Acquisition Co., LLC (incorporated by reference to
Exhibit 2.2 to the quarterly report on Form 10-Q of
Charter Communications, Inc. filed on May 2, 2006 (File
No. 000-27927)). |
|
3 |
.1 |
|
Certificate of Formation of Charter Communications Holdings, LLC
(incorporated by reference to Exhibit 3.3 to Amendment
No. 2 to the registration statement on Form S-4 of
Charter Communications Holdings, LLC and Charter Communications
Holdings Capital Corporation filed on June 22, 1999 (File
No. 333-77499)). |
II-2
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
3 |
.2(a) |
|
Amended and Restated Limited Liability Company Agreement of
Charter Communications Holdings, LLC, dated as of
October 30, 2001 (incorporated by reference to
Exhibit 3.2 to the annual report on Form 10-K of
Charter Communications Holdings, LLC and Charter Communications
Holding Capital Corporation on March 29, 2002 (File No.
333-77499)). |
|
3 |
.2(b) |
|
Second Amended and Restated Limited Liability Company Agreement
for Charter Communications Holdings, LLC, dated as of
October 31, 2005 (incorporated by reference to
Exhibit 10.21 to the quarterly report on Form 10-Q of
Charter Communications, Inc. filed on November 2, 2005
(File No. 000-27927)). |
|
3 |
.3 |
|
Certificate of Formation of CCH I, LLC (incorporated by
reference to Exhibit 3.9 to the registration statement on
Form S-4 of Charter Communications Holdings, LLC. filed on
January 26, 2006 (File No. 333-131251)). |
|
3 |
.4(a) |
|
Limited Liability Company Agreement of CCH I, LLC, dated as of
July 9, 2003 (incorporated by reference to
Exhibit 3.10(a) to the registration statement on
Form S-4 of Charter Communications Holdings, LLC. filed on
January 26, 2006 (File No. 333-131251)). |
|
3 |
.4(b) |
|
First Amendment to Limited Liability Company Agreement of CCH I,
LLC, dated as of June 22, 2004 (incorporated by reference
to Exhibit 3.10(b) to the registration statement on
Form S-4 of Charter Communications Holdings, LLC. filed on
January 26, 2006 (File No. 333-131251)). |
|
3 |
.5 |
|
Certificate of Incorporation of CCH I Capital Corporation
(incorporated by reference to Exhibit 3.11 to the registration
statement on Form S-4 of Charter Communications Holdings,
LLC. filed on January 26, 2006 (File No. 333-131251)). |
|
3 |
.6 |
|
Amended and Restated By-laws of CCH I Capital
Corporation(incorporated by reference to Exhibit 3.12 to the
registration statement on Form S-4 of Charter
Communications Holdings, LLC. filed on January 26, 2006
(File No. 333-131251)). |
|
3 |
.7 |
|
Certificate of Formation of CCH II, LLC (incorporated by
reference to Exhibit 3.1 to Amendment No. 1 to the
registration statement on Form S-4 of CCH II, LLC and CCH
II Capital Corporation filed on March 24, 2004 (File No.
333-111423)). |
|
3 |
.8(a) |
|
Amended and Restated Limited Liability Company Agreement of CCH
II, LLC, dated as of July 10, 2003 (incorporated by
reference to Exhibit 3.2 to Amendment No. 1 to the
registration statement on Form S-4 of CCH II, LLC and CCH
II Capital Corporation filed on March 24, 2004 (File No.
33-111423)). |
|
3 |
.9 |
|
Certificate of Incorporation of CCH II Capital Corporation
(incorporated by reference to Exhibit 3.3 to Amendment
No. 1 to the registration statement on Form S-4 of CCH
II, LLC and CCH II Capital Corporation filed on March 24,
2004 (File No. 333-111423)). |
|
3 |
.10 |
|
Amended and Restated By-laws of CCH II Capital Corporation
(incorporated by reference to Exhibit 3.4 to Amendment
No. 1 to the registration statement on Form S-4 of CCH
II, LLC and CCH II Capital Corporation filed on March 24,
2004 (File No. 333-111423)). |
|
|
|
|
Certain long-term debt instruments, none of which relates to
authorized indebtedness that exceeds 10% of the consolidated
assets of the Registrants have not been filed as exhibits to
this Form S-4. The Registrants agree to furnish the
Commission upon its request a copy of any instrument defining
the rights of holders of long- term debt of the Company and its
consolidated subsidiaries. |
|
4 |
.1 |
|
Indenture relating to the 8.250% Senior Notes due 2007, dated as
of March 17, 1999, between Charter Communications Holdings,
LLC, Charter Communications Holdings Capital Corporation and
Harris Trust and Savings Bank (incorporated by reference to
Exhibit 4.1(a) to Amendment No. 2 to the registration
statement on Form S-4 of Charter Communications Holdings,
LLC and Charter Communications Holdings Capital Corporation
filed on June 22, 1999 (File No. 333-77499)). |
II-3
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
4 |
.2(a) |
|
Indenture relating to the 8.625% Senior Notes due 2009, dated as
of March 17, 1999, among Charter Communications Holdings,
LLC, Charter Communications Holdings Capital Corporation and
Harris Trust and Savings Bank (incorporated by reference to
Exhibit 4.2(a) to Amendment No. 2 to the registration
statement on Form S-4 of Charter Communications Holdings,
LLC and Charter Communications Holdings Capital Corporation
filed on June 22, 1999 (File No. 333-77499)). |
|
4 |
.2(b) |
|
First Supplemental Indenture relating to the 8.625% Senior Notes
due 2009, dated as of September 28, 2005, among Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee (incorporated by reference to Exhibit 10.3 to the
current report on Form 8-K of Charter Communications, Inc.
filed on October 4, 2005 (File No. 000-27927)). |
|
4 |
.3(a) |
|
Indenture relating to the 9.920% Senior Discount Notes due 2011,
dated as of March 17, 1999, among Charter Communications
Holdings, LLC, Charter Communications Holdings Capital
Corporation and Harris Trust and Savings Bank (incorporated by
reference to Exhibit 4.3(a) to Amendment No. 2 to the
registration statement on Form S-4 of Charter
Communications Holdings, LLC and Charter Communications Holdings
Capital Corporation filed on June 22, 1999 (File
No. 333-77499)). |
|
4 |
.3(b) |
|
First Supplemental Indenture relating to the 9.920% Senior
Discount Notes due 2011, dated as of September 28, 2005,
among Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee (incorporated by reference to
Exhibit 10.4 to the current report on Form 8-K of Charter
Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
|
4 |
.4(a) |
|
Indenture relating to the 10.00% Senior Notes due 2009, dated as
of January 12, 2000, between Charter Communications
Holdings, LLC, Charter Communications Holdings Capital
Corporation and Harris Trust and Savings Bank (incorporated by
reference to Exhibit 4.1(a) to the registration statement
on Form S-4 of Charter Communications Holdings, LLC and
Charter Communications Holdings Capital Corporation filed on
January 25, 2000 (File No. 333-95351)). |
|
4 |
.4(b) |
|
First Supplemental Indenture relating to the 10.00% Senior Notes
due 2009, dated as of September 28, 2005, between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee (incorporated by reference to Exhibit 10.5 to the
current report on Form 8-K of Charter Communications, Inc.
filed on October 4, 2005 (File No. 000-27927)). |
|
4 |
.5(a) |
|
Indenture relating to the 10.25% Senior Notes due 2010, dated as
of January 12, 2000, among Charter Communications Holdings,
LLC, Charter Communications Holdings Capital Corporation and
Harris Trust and Savings Bank (incorporated by reference to
Exhibit 4.2(a) to the registration statement on
Form S-4 of Charter Communications Holdings, LLC and
Charter Communications Holdings Capital Corporation filed on
January 25, 2000 (File No. 333-95351)). |
|
4 |
.5(b) |
|
First Supplemental Indenture relating to the 10.25% Senior Notes
due 2010, dated as of September 28, 2005, among Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee (incorporated by reference to Exhibit 10.6 to the
current report on Form 8-K of Charter Communications, Inc.
filed on October 4, 2005 (File No. 000-27927)). |
|
4 |
.6(a) |
|
Indenture relating to the 11.75% Senior Discount Notes due 2010,
dated as of January 12, 2000, among Charter Communications
Holdings, LLC, Charter Communications Holdings Capital
Corporation and Harris Trust and Savings Bank (incorporated by
reference to Exhibit 4.3(a) to the registration statement
on Form S-4 of Charter Communications Holdings, LLC and
Charter Communications Holdings Capital Corporation filed on
January 25, 2000 (File No. 333-95351)). |
II-4
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
4 |
.6(b) |
|
First Supplemental Indenture relating to the 11.75% Senior
Discount Notes due 2010, among Charter Communications Holdings,
LLC, Charter Communications Holdings Capital Corporation and BNY
Midwest Trust Company as Trustee, dated as of
September 28, 2005 (incorporated by reference to
Exhibit 10.7 to the current report on Form 8-K of
Charter Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
|
4 |
.7(a) |
|
Indenture dated as of January 10, 2001 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 10.750% senior notes due 2009 (incorporated by
reference to Exhibit 4.2(a) to the registration statement
on Form S-4 of Charter Communications Holdings, LLC and
Charter Communications Holdings Capital Corporation filed on
February 2, 2001 (File No. 333-54902)). |
|
4 |
.7(b) |
|
First Supplemental Indenture dated as of September 28, 2005
between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 10.750% Senior Notes due
2009 (incorporated by reference to Exhibit 10.8 to the
current report on Form 8-K of Charter Communications, Inc.
filed on October 4, 2005 (File No. 000-27927)). |
|
4 |
.8(a) |
|
Indenture dated as of January 10, 2001 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 11.125% senior notes due 2011 (incorporated by
reference to Exhibit 4.2(b) to the registration statement
on Form S-4 of Charter Communications Holdings, LLC and
Charter Communications Holdings Capital Corporation filed on
February 2, 2001 (File No. 333-54902)). |
|
4 |
.8(b) |
|
First Supplemental Indenture dated as of September 28,
2005, between Charter Communications Holdings, LLC, Charter
Communications Capital Corporation and BNY Midwest
Trust Company governing 11.125% Senior Notes due 2011
(incorporated by reference to Exhibit 10.9 to the current
report on Form 8-K of Charter Communications, Inc. filed on
October 4, 2005 (File No. 000-27927)). |
|
4 |
.9(a) |
|
Indenture dated as of January 10, 2001 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 13.500% senior discount notes due 2011
(incorporated by reference to Exhibit 4.2(c) to the
registration statement on Form S-4 of Charter
Communications Holdings, LLC and Charter Communications Holdings
Capital Corporation filed on February 2, 2001 (File
No. 333-54902)). |
|
4 |
.9(b) |
|
First Supplemental Indenture dated as of September 28,
2005, between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 13.500% Senior Discount
Notes due 2011 (incorporated by reference to Exhibit 10.10
to the current report on Form 8-K of Charter
Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
|
4 |
.10(a) |
|
Indenture dated as of May 15, 2001 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 9.625% Senior Notes due 2009. (incorporated by
reference to Exhibit 10.2(a) to the current report on
Form 8-K filed by Charter Communications, Inc. on
June 1, 2001 (File No. 000-27927)). |
|
4 |
.10(b) |
|
First Supplemental Indenture dated as of January 14, 2002
between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 9.625% Senior Notes due
2009 (incorporated by reference to Exhibit 10.2(a) to the
current report on Form 8-K filed by Charter Communications,
Inc. on January 15, 2002 (File No. 000-27927)). |
|
4 |
.10(c) |
|
Second Supplemental Indenture dated as of June 25, 2002 between
Charter Communications Holdings, LLC, Charter Communications
Holdings Capital Corporation and BNY Midwest Trust Company
as Trustee governing 9.625% Senior Notes due 2009 (incorporated
by reference to Exhibit 4.1 to the quarterly report on
Form 10-Q filed by Charter Communications, Inc. on
August 6, 2002 (File No. 000-27927)). |
II-5
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
4 |
.10(d) |
|
Third Supplemental Indenture dated as of September 28, 2005
between Charter Communications Holdings, LLC, Charter
Communications Capital Corporation and BNY Midwest
Trust Company as Trustee governing 9.625% Senior Notes due
2009 (incorporated by reference to Exhibit 10.11 to the
current report on Form 8-K of Charter Communications, Inc.
filed on October 4, 2005 (File No. 000-27927)). |
|
4 |
.11(a) |
|
Indenture dated as of May 15, 2001 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 10.000% Senior Notes due 2011. (incorporated
by reference to Exhibit 10.3(a) to the current report on
Form 8-K filed by Charter Communications, Inc. on
June 1, 2001 (File No. 000-27927)). |
|
4 |
.11(b) |
|
First Supplemental Indenture dated as of January 14, 2002
between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 10.000% Senior Notes due
2011 (incorporated by reference to Exhibit 10.3(a) to the
current report on Form 8-K filed by Charter Communications,
Inc. on January 15, 2002 (File No. 000-27927)). |
|
4 |
.11(c) |
|
Second Supplemental Indenture dated as of June 25, 2002 between
Charter Communications Holdings, LLC, Charter Communications
Holdings Capital Corporation and BNY Midwest Trust Company
as Trustee governing 10.000% Senior Notes due 2011 (incorporated
by reference to Exhibit 4.2 to the quarterly report on
Form 10-Q filed by Charter Communications, Inc. on
August 6, 2002 (File No. 000-27927)). |
|
4 |
.11(d) |
|
Third Supplemental Indenture dated as of September 28, 2005
between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing the 10.000% Senior Notes
due 2011 (incorporated by reference to Exhibit 10.12 to the
current report on Form 8-K of Charter Communications, Inc.
filed on October 4, 2005 (File No. 000-27927)). |
|
4 |
.12(a) |
|
Indenture dated as of May 15, 2001 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 11.750% Senior Discount Notes due 2011.
(incorporated by reference to Exhibit 10.4(a) to the
current report on Form 8-K filed by Charter Communications,
Inc. on June 1, 2001 (File No. 000-27927)). |
|
4 |
.12(b) |
|
First Supplemental Indenture dated as of September 28, 2005
between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 11.750% Senior Discount
Notes due 2011 (incorporated by reference to Exhibit 10.13
to the current report on Form 8-K of Charter
Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
|
4 |
.13(a) |
|
Indenture dated as of January 14, 2002 between Charter
Communications Holdings, LLC, Charter Communications Holdings
Capital Corporation and BNY Midwest Trust Company as
Trustee governing 12.125% Senior Discount Notes due 2012
(incorporated by reference to Exhibit 10.4(a) to the
current report on Form 8-K filed by Charter Communications,
Inc. on January 15, 2002 (File No. 000-27927)). |
|
4 |
.13(b) |
|
First Supplemental Indenture dated as of June 25, 2002
between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 12.125% Senior Discount
Notes due 2012 (incorporated by reference to Exhibit 4.3 to the
quarterly report on Form 10-Q filed by Charter
Communications, Inc. on August 6, 2002 (File
No. 000-27927)). |
|
4 |
.13(c) |
|
Second Supplemental Indenture dated as of September 28,
2005 between Charter Communications Holdings, LLC, Charter
Communications Holdings Capital Corporation and BNY Midwest
Trust Company as Trustee governing 12.125% Senior Discount
Notes due 2012 (incorporated by reference to Exhibit 10.14
to the current report on Form 8-K of Charter
Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
II-6
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
4 |
.14 |
|
Indenture dated as of September 28, 2005 among CCH I
Holdings, LLC and CCH I Holdings Capital Corp., as Issuers,
Charter Communications Holdings, LLC, as Parent Guarantor, and
The Bank of New York Trust Company, NA, as Trustee, governing:
11.25% Senior Accreting Notes due 2014, 9.920% Senior Accreting
Notes due 2014, 10.000% Senior Accreting Notes due 2014, 11.75%
Senior Accreting Notes due 2014, 13.50% Senior Accreting Notes
due 2014, 12.125% Senior Accreting Notes due 2014 (incorporated
by reference to Exhibit 10.1 to the current report on
Form 8-K of Charter Communications, Inc. filed on
October 4, 2005 (File No. 000-27927)). |
|
4 |
.15(a) |
|
Indenture dated as of September 28, 2005 among CCH I, LLC
and CCH I Capital Corp., as Issuers, Charter Communications
Holdings, LLC, as Parent Guarantor, and The Bank of New York
Trust Company, NA, as Trustee, governing 11.00% Senior
Secured Notes due 2015 (incorporated by reference to
Exhibit 10.2 to the current report on Form 8-K of
Charter Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
|
4 |
.15(b) |
|
First Supplemental Indenture relating to the 11.00% Senior Notes
due 2015, dated as of September 14, 2006, by and between
CCH I, LLC, CCH I Capital Corp. as Issuers, Charter
Communications Holdings, LLC as Parent Guarantor and The Bank of
New York Trust Company, N.A. as trustee (incorporated by
reference to Exhibit 10.4 to the current report on
Form 8-K of Charter Communications, Inc. on
September 19, 2006 (File 000-27927)). |
|
4 |
.16 |
|
Indenture relating to the 10.25% Senior Notes due 2010, dated as
of September 23, 2003, among CCH II, LLC, CCH II Capital
Corporation and Wells Fargo Bank, National Association
(incorporated by reference to Exhibit 10.1 to the current
report on Form 8-K of Charter Communications Inc. filed on
September 26, 2003 (File No. 000-27927)). |
|
4 |
.17 |
|
Indenture relating to the 10.25% Senior Notes due 2013, dated as
of September 14, 2006, by and between CCH II, LLC, CCH II
Capital Corp. as Issuers, Charter Communications Holdings, LLC
as Parent Guarantor and The Bank of New York Trust Company,
N.A. as trustee (incorporated by reference to Exhibit 10.2
to the current report on Form 8-K of Charter
Communications, Inc. on September 19, 2006)). |
|
5 |
.1* |
|
Opinion of Gibson, Dunn & Crutcher regarding legality. |
|
10 |
.1 |
|
Indenture relating to the 83/4% Senior Notes due 2013, dated as
of November 10, 2003, by and among CCO Holdings, LLC, CCO
Holdings Capital Corp. and Wells Fargo Bank, N.A. as trustee
(incorporated by reference to Exhibit 4.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
November 12, 2003 (File No. 000-27927)). |
|
10 |
.2 |
|
Indenture relating to the 8% senior second lien notes due 2012
and 83/8% senior second lien notes due 2014, dated as of
April 27, 2004, by and among Charter Communications
Operating, LLC, Charter Communications Operating Capital Corp.
and Wells Fargo Bank, N.A. as trustee (incorporated by reference
to Exhibit 10.32 to Amendment No. 2 to the
registration statement on Form S-4 of CCH II, LLC filed on
May 5, 2004 (File No. 333-111423)). |
|
10 |
.3(a) |
|
Indenture dated as of December 15, 2004 among CCO Holdings,
LLC, CCO Holdings Capital Corp. and Wells Fargo Bank, N.A., as
trustee (incorporated by reference to Exhibit 10.1 to the
current report on Form 8-K of CCO Holdings, LLC filed on
December 21, 2004 (File No. 333-112593)). |
|
10 |
.3(b) |
|
First Supplemental Indenture dated August 17, 2005 by and
among CCO Holdings, LLC, CCO Holdings Capital Corp. and Wells
Fargo Bank, L.A., as trustee (incorporated by reference to
Exhibit 10.1 to the current report on Form 8-K of CCO
Holdings, LLC and CCO Holdings Capital Corp. filed on
August 23, 2005 (File No. 333-112593)). |
|
10 |
.4 |
|
Exchange and Registration Rights Agreement dated August 17,
2005 by and among CCO Holdings, LLC, CCO Holdings Capital Corp.
and J.P. Morgan Securities Inc., Credit Suisse First Boston LLC,
and Banc of America Securities LLC as representatives of the
purchasers (incorporated by reference to Exhibit 10.2 to
the current report on Form 8-K of CCO Holdings, LLC and CCO
Holdings Capital Corp. filed on August 23, 2005 (File
No. 333-112593)). |
II-7
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
10 |
.5(a) |
|
Pledge Agreement made by CCH I, LLC in favor of The Bank of New
York Trust Company, NA, as Collateral Agent dated as of
September 28, 2005 (incorporated by reference to
Exhibit 10.15 to the current report on Form 8-K of
Charter Communications, Inc. filed on October 4, 2005 (File
No. 000-27927)). |
|
10 |
.5(b) |
|
Amendment to the Pledge Agreement between CCH I, LLC in favor of
The Bank of New York Trust Company, N.A., as Collateral
Agent, dated as of September 14, 2006 (incorporated by
reference to Exhibit 10.3 to the current report on
Form 8-K of Charter Communications, Inc. on
September 19, 2006 (File No. 000-27927)). |
|
10 |
.6 |
|
Exchange and Registration Rights Agreement, dated as of
September 14, 2006, by and between CCH I, LLC, CCH I
Capital Corp., CCH II, LLC, CCH II Capital Corp. Charter
Communications Holdings, LLC and Banc of America Securities LLC
(incorporated by reference to Exhibit 10.5 to the current
report on Form 8-K of Charter Communications, Inc. on
September 19, 2006 (File No. 000-27927)). |
|
10 |
.7 |
|
Consulting Agreement, dated as of March 10, 1999, by and
between Vulcan Northwest Inc., Charter Communications, Inc. (now
called Charter Investment, Inc.) and Charter Communications
Holdings, LLC (incorporated by reference to Exhibit 10.3 to
Amendment No. 4 to the registration statement on
Form S-4 of Charter Communications Holdings, LLC filed on
July 22, 1999 (File No. 333-77499)). |
|
10 |
.8(a) |
|
First Amended and Restated Mutual Services Agreement, dated as
of December 21, 2000, by and between Charter
Communications, Inc., Charter Investment, Inc. and Charter
Communications Holding Company, LLC (incorporated by reference
to Exhibit 10.2(b) to the registration statement on
Form S-4 of Charter Communications Holdings, LLC and
Charter Communications Holdings Capital Corporation filed on
February 2, 2001 (File No. 333-54902)). |
|
10 |
.8(b) |
|
Letter Agreement, dated June 19, 2003, by and among Charter
Communications, Inc., Charter Communications Holding Company,
LLC and Charter Investment, Inc. regarding Mutual Services
Agreement (incorporated by reference to Exhibit No. 10.5(b)
to the quarterly report on Form 10-Q filed by Charter
Communications, Inc. on August 5, 2003 (File
No. 000-27927)). |
|
10 |
.8(c) |
|
Second Amended and Restated Mutual Services Agreement, dated as
of June 19, 2003 between Charter Communications, Inc. and
Charter Communications Holding Company, LLC (incorporated by
reference to Exhibit 10.5(a) to the quarterly report on
Form 10-Q filed by Charter Communications, Inc. on
August 5, 2003 (File No. 000-27927)). |
|
10 |
.9(a) |
|
Amended and Restated Limited Liability Company Agreement for CC
VIII, LLC, dated as of March 31, 2003 (incorporated by
reference to Exhibit 10.27 to the annual report on
Form 10-K of Charter Communications, Inc. filed on
April 15, 2003 (File No. 000-27927)). |
|
10 |
.9(b) |
|
Third Amended and Restated Limited Liability Company Agreement
for CC VIII, LLC, dated as of October 31, 2005
(incorporated by reference to Exhibit 10.20 to the
quarterly report on Form 10-Q filed by Charter Communications,
Inc. on November 2, 2005 (File No. 000-27927)). |
|
10 |
.10(a) |
|
Amended and Restated Limited Liability Company Agreement of
Charter Communications Operating, LLC, dated as of June 19,
2003 (incorporated by reference to Exhibit No. 10.2 to
the quarterly report on Form 10-Q filed by Charter
Communications, Inc. on August 5, 2003 (File
No. 000-27927)). |
|
10 |
.10(b) |
|
First Amendment to the Amended and Restated Limited Liability
Company Agreement of Charter Communications Operating, LLC,
adopted as of June 22, 2004 (incorporated by reference to
Exhibit 10.16(b) to the annual report on Form 10-K filed by
Charter Communications, Inc. on February 28, 2006 (File
No. 000-27927)). |
|
10 |
.11 |
|
Amended and Restated Management Agreement, dated as of
June 19, 2003, between Charter Communications Operating,
LLC and Charter Communications, Inc. (incorporated by reference
to Exhibit 10.4 to the quarterly report on Form 10-Q filed
by Charter Communications, Inc. on August 5, 2003 (File
No. 333-83887)). |
II-8
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
10 |
.12(a) |
|
Stipulation of Settlement, dated as of January 24, 2005,
regarding settlement of Consolidated Federal Class Action
entitled in Re Charter Communications, Inc. Securities
Litigation. (incorporated by reference to Exhibit 10.48 to
the Annual Report on Form 10-K filed by Charter
Communications, Inc. on March 3, 2005 (File
No. 000-27927)). |
|
10 |
.12(b) |
|
Amendment to Stipulation of Settlement, dated as of May 23,
2005, regarding settlement of Consolidated Federal
Class Action entitled In Re Charter Communications, Inc.
Securities Litigation (incorporated by reference to Exhibit
10.35(b) to Amendment No. 3 to the registration statement
on Form S-1 filed by Charter Communications, Inc. on
June 8, 2005 (File No. 333-121186)). |
|
10 |
.13 |
|
Stipulation of Settlement, dated as of January 24, 2005,
regarding settlement of Federal Derivative Action, Arthur J.
Cohn v. Ronald L. Nelson et al and Charter Communications, Inc.
(incorporated by reference to Exhibit 10.50 to the annual
report on Form 10-K filed by Charter Communications, Inc.
on March 3, 2005 (File No. 000-27927)). |
|
10 |
.14 |
|
Settlement Agreement and Mutual Release, dated as of
February 1, 2005, by and among Charter Communications, Inc.
and certain other insureds, on the other hand, and Certain
Underwriters at Lloyds of London and certain subscribers,
on the other hand. (incorporated by reference to
Exhibit 10.49 to the annual report on Form 10-K filed
by Charter Communications, Inc. on March 3, 2005 (File
No. 000-27927)). |
|
10 |
.15 |
|
Settlement Agreement and Mutual Releases, dated as of
October 31, 2005, by and among Charter Communications,
Inc., Special Committee of the Board of Directors of Charter
Communications, Inc., Charter Communications Holding Company,
LLC, CCHC, LLC, CC VIII, LLC, CC V, LLC, Charter Investment,
Inc., Vulcan Cable III, LLC and Paul G. Allen (incorporated by
reference to Exhibit 10.17 to the quarterly report on
Form 10-Q of Charter Communications, Inc. filed on
November 2, 2005 (File No. 000-27927)). |
|
10 |
.16 |
|
Exchange Agreement, dated as of October 31, 2005, by and
among Charter Communications Holding Company, LLC, Charter
Investment, Inc. and Paul G. Allen (incorporated by reference to
Exhibit 10.18 to the quarterly report on Form 10-Q of
Charter Communications, Inc. filed on November 2, 2005
(File No. 000-27927)). |
|
10 |
.17 |
|
CCHC, LLC Subordinated and Accreting Note, dated as of
October 31, 2005 (revised) (incorporated by reference to
Exhibit 10.3 to the current report on Form 8-K of
Charter Communications, Inc. filed on November 4, 2005
(File No. 000-27927)). |
|
10 |
.18 |
|
Amended and Restated Credit Agreement, dated as of
April 28, 2006, among Charter Communications Operating,
LLC, CCO) Holdings, LLC, the lenders from time to time parties
thereto and JPMorgan Chase Bank, N.A., as administrative agent
(incorporated by reference to Exhibit 10.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
May 1, 2006 (File No. 000-27927)). |
|
10 |
.19(a) |
|
Charter Communications Holdings, LLC 1999 Option Plan
(incorporated by reference to Exhibit 10.4 to Amendment
No. 4 to the registration statement on Form S-4 of
Charter Communications Holdings, LLC and Charter Communications
Holdings Capital Corporation filed on July 22, 1999 (File
No. 333-77499)). |
|
10 |
.19(b) |
|
Assumption Agreement regarding Option Plan, dated as of
May 25, 1999, by and between Charter Communications
Holdings, LLC and Charter Communications Holding Company, LLC
(incorporated by reference to Exhibit 10.13 to Amendment
No. 6 to the registration statement on Form S-4 of
Charter Communications Holdings, LLC and Charter Communications
Holdings Capital Corporation filed on August 27, 1999 (File
No. 333-77499)). |
|
10 |
.19(c) |
|
Form of Amendment No. 1 to the Charter Communications
Holdings, LLC 1999 Option Plan (incorporated by reference to
Exhibit 10.10(c) to Amendment No. 4 to the
registration statement on Form S-1 of Charter
Communications, Inc. filed on November 1, 1999 (File
No. 333-83887)). |
|
10 |
.19(d) |
|
Amendment No. 2 to the Charter Communications Holdings, LLC
1999 Option Plan (incorporated by reference to
Exhibit 10.4(c) to the annual report on Form 10-K
filed by Charter Communications, Inc. on March 30, 2000
(File No. 000-27927)). |
II-9
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
10 |
.19(e) |
|
Amendment No. 3 to the Charter Communications 1999 Option
Plan (incorporated by reference to Exhibit 10.14(e) to the
annual report of Form 10-K of Charter Communications, Inc. filed
on March 29, 2002 (File No. 000-27927)). |
|
10 |
.19(f) |
|
Amendment No. 4 to the Charter Communications 1999 Option
Plan (incorporated by reference to Exhibit 10.10(f) to the
annual report on Form 10-K of Charter Communications, Inc. filed
on April 15, 2003 (File No. 000-27927)). |
|
10 |
.20(a) |
|
Charter Communications, Inc. 2001 Stock Incentive Plan
(incorporated by reference to Exhibit 10.25 to the
quarterly report on Form 10-Q filed by Charter Communications,
Inc. on May 15, 2001 (File No. 000-27927)). |
|
10 |
.20(b) |
|
Amendment No. 1 to the Charter Communications, Inc. 2001
Stock Incentive Plan (incorporated by reference to
Exhibit 10.11(b) to the annual report on Form 10-K of
Charter Communications, Inc. filed on April 15, 2003 (File
No. 000-27927)). |
|
10 |
.20(c) |
|
Amendment No. 2 to the Charter Communications, Inc. 2001
Stock Incentive Plan (incorporated by reference to
Exhibit 10.10 to the quarterly report on Form 10-Q
filed by Charter Communications, Inc. on November 14, 2001
(File No. 000-27927)). |
|
10 |
.20(c) |
|
Amendment No. 3 to the Charter Communications, Inc. 2001
Stock Incentive Plan effective January 2, 2002 (incorporated by
reference to Exhibit 10.15(c) to the annual report of
Form 10-K of Charter Communications, Inc. filed on
March 29, 2002 (File No. 000-27927)). |
|
10 |
.20(e) |
|
Amendment No. 4 to the Charter Communications, Inc. 2001
Stock Incentive Plan (incorporated by reference to
Exhibit 10.11(e) to the annual report on Form 10-K of
Charter Communications, Inc. filed on April 15, 2003 (File
No. 000-27927)). |
|
10 |
.20(f) |
|
Amendment No. 5 to the Charter Communications, Inc. 2001
Stock Incentive Plan (incorporated by reference to
Exhibit 10.11(f) to the annual report on Form 10-K of
Charter Communications, Inc. filed on April 15, 2003 (File
No. 000-27927)). |
|
10 |
.20(g) |
|
Amendment No. 6 to the Charter Communications, Inc. 2001
Stock Incentive Plan effective December 23, 2004
(incorporated by reference to Exhibit 10.43(g) to the
registration statement on Form S-1 of Charter
Communications, Inc. filed on October 5, 2005 (File
No. 333-128838)). |
|
10 |
.20(h) |
|
Amendment No. 7 to the Charter Communications, Inc. 2001
Stock Incentive Plan effective August 23, 2005 (incorporated by
reference to Exhibit 10.43(h) to the registration statement on
Form S-1 of Charter Communications, Inc. filed on
October 5, 2005 (File No. 333-128838)). |
|
10 |
.20(i) |
|
Description of Long-Term Incentive Program to the Charter
Communications, Inc. 2001 Stock Incentive Plan (incorporated by
reference to Exhibit 10.18(g) to the annual report on Form
10-K filed by Charter Communications Holdings, LLC on
March 31, 2005 (File No. 333-77499)). |
|
10 |
.21 |
|
Description of Charter Communications, Inc. 2006 Executive Bonus
Plan (incorporated by reference to Exhibit 10.2 to the
quarterly report on Form 10-Q filed by Charter Communications,
Inc. on May 2, 2006 (File No. 000-27927)). |
|
10 |
.22 |
|
2005 Executive Cash Award Plan dated as of June 9, 2005
(incorporated by reference to Exhibit 99.1 to the current report
on Form 8-K of Charter Communications, Inc. filed
June 15, 2005 (File No. 000-27927)). |
|
10 |
.23 |
|
Employment Agreement, dated as of October 8, 2001, by and
between Carl E. Vogel and Charter Communications, Inc.
(Incorporated by reference to Exhibit 10.4 to the quarterly
report on Form 10-Q filed by Charter Communications, Inc.
on November 14, 2001 (File No. 000-27927)). |
|
10 |
.24 |
|
Separation Agreement and Release for Carl E. Vogel, dated as of
February 17, 2005 (incorporated by reference to
Exhibit 99.1 to the current report on Form 8-K filed
by Charter Communications, Inc. on February 22, 2005 (File
No. 000-27927)). |
II-10
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
10 |
.25 |
|
Executive Services Agreement, dated as of January 17, 2005,
between Charter Communications, Inc. and Robert P. May
(incorporated by reference to Exhibit 99.1 to the current report
on Form 8-K of Charter Communications, Inc. filed on
January 21, 2005 (File No. 000-27927)). |
|
10 |
.26 |
|
Letter Agreement, dated April 15, 2005, by and between
Charter Communications, Inc. and Paul E. Martin (incorporated by
reference to Exhibit 99.1 to the current report on
Form 8-K of Charter Communications, Inc. filed
April 19, 2005 (File No. 000-27927)). |
|
10 |
.27 |
|
Restricted Stock Agreement, dated as of July 13, 2005, by
and between Michael J. Lovett and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.2 to the current
report on Form 8-K of Charter Communications, Inc. filed
July 13, 2005 (File No. 000-27927)). |
|
10 |
.28 |
|
Employment Agreement, dated as of August 9, 2005, by and
between Neil Smit and Charter Communications, Inc. (incorporated
by reference to Exhibit 99.1 to the current report on
Form 8-K of Charter Communications, Inc. filed on
August 15, 2005 (File No. 000-27927)). |
|
10 |
.29 |
|
Employment Agreement dated as of September 2, 2005, by and
between Paul E. Martin and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
September 9, 2005 (File No. 000-27927)). |
|
10 |
.30 |
|
Employment Agreement dated as of September 2, 2005, by and
between Wayne H. Davis and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.2 to the current
report on Form 8-K of Charter Communications, Inc. filed on
September 9, 2005 (File No. 000-27927)). |
|
10 |
.31 |
|
Employment Agreement dated as of October 31, 2005, by and
between Sue Ann Hamilton and Charter Communications, Inc.
(incorporated by reference to Exhibit 10.21 to the
quarterly report on Form 10-Q of Charter Communications,
Inc. filed on November 2, 2005 (File No. 000-27927)). |
|
10 |
.32 |
|
Employment Agreement effective as of October 10, 2005, by
and between Grier C. Raclin and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
November 14, 2005 (File No. 000-27927)). |
|
10 |
.33 |
|
Employment Offer Letter, dated November 22, 2005, by and
between Charter Communications, Inc. and Robert A. Quigley
(incorporated by reference to 10.68 to Amendment No. 1 to
the registration statement on Form S-1 of Charter
Communications, Inc. filed on February 2, 2006 (File
No. 333-130898)). |
|
10 |
.34 |
|
Employment Agreement dated as of December 9, 2005, by and
between Robert A. Quigley and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
December 13, 2005 (File No. 000-27927)). |
|
10 |
.35 |
|
Retention Agreement dated as of January 9, 2006, by and
between Paul E. Martin and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
January 10, 2006 (File No. 000-27927)). |
|
10 |
.36 |
|
Employment Agreement dated as of January 20, 2006 by and
between Jeffrey T. Fisher and Charter Communications, Inc.
(incorporated by reference to Exhibit 10.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
January 27, 2006 (File No. 000-27927)). |
|
10 |
.37 |
|
Employment Agreement dated as of February 28, 2006 by and
between Michael J. Lovett and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.2 to the current report
on Form 8-K of Charter Communications, Inc. filed on
March 3, 2006 (File No. 000-27927)). |
|
10 |
.38 |
|
Separation Agreement of Wayne H. Davis, dated as of
March 23, 2006 (incorporated by reference to
Exhibit 99.1 to the current report on Form 8-K of
Charter Communications, Inc. filed on April 6, 2006 (File
No. 000-27927)). |
II-11
|
|
|
|
|
Exhibit | |
|
Description |
| |
|
|
|
10 |
.39 |
|
Consulting Agreement of Wayne H. Davis, dated as of
March 23, 2006 (incorporated by reference to
Exhibit 99.2 to the current report on Form 8-K of
Charter Communications, Inc. filed on April 6, 2006 (File
No. 000-27927)). |
|
10 |
.40 |
|
Employment Agreement dated as of August 1, 2006 by and
between Marwan Fawaz and Charter Communications, Inc.
(incorporated by reference to Exhibit 99.1 to the current
report on Form 8-K of Charter Communications, Inc. filed on
August 1, 2006 (File No. 000-27927)). |
|
12 |
.1** |
|
Computation of Ratio of Earnings to Fixed Charges. |
|
21 |
.1** |
|
Subsidiaries of Charter Communications Holdings, LLC. |
|
23 |
.1* |
|
Consent of Gibson, Dunn & Crutcher LLP (included with
Exhibit 5.1). |
|
23 |
.2** |
|
Consent of KPMG LLP. |
|
24 |
.1** |
|
Powers of attorney (included in signature pages). |
|
25 |
.1** |
|
Statement of eligibility of trustee for the New CCH I Notes. |
|
25 |
.2** |
|
Statement of eligibility of trustee for the New CCH II Notes. |
|
99 |
.1* |
|
Letter of Transmittal. |
|
99 |
.2* |
|
Letter to Brokers, Dealers, Commercial Banks,
Trust Companies and Other Nominees. |
|
99 |
.3* |
|
Letter to Clients. |
|
99 |
.4* |
|
Notice of Guaranteed Delivery. |
|
|
** |
Previously filed. |
|
|
Management compensatory plan or arrangement. |
Financial Statements and Schedules
Schedules not listed above are omitted because of the absence of
the conditions under which they are required or because the
information required by such omitted schedules is set forth in
the financial statements or the notes thereto.
Item 22. Undertakings
The undersigned registrants hereby undertake that:
|
|
|
(i) Prior to any public reoffering of the securities
registered hereunder through use of a prospectus which is a part
of this registration statement, by any person or party who is
deemed to be an underwriter within the meaning of
Rule 145(c), the issuers undertake that such reoffering
prospectus will contain the information called for by the
applicable registration form with respect to the reofferings by
persons who may be deemed underwriters, in addition to the
information called for by the other items of the applicable form. |
|
|
(ii) Every prospectus: (i) that is filed pursuant to
the immediately preceding paragraph or (ii) that purports
to meet the requirements of Section 10(a)(3) of the
Securities Act of 1933 and is used in connection with an
offering of securities subject to Rule 415, will be filed
as a part of an amendment to the registration statement and will
not be used until such amendment is effective, and that, for
purposes of determining any liability under the Securities Act
of 1933, each such post-effective amendment shall be deemed to
be a new registration statement relating to the securities
offered therein, and the offering of such securities at that
time shall be deemed to be the initial bona fide offering
thereof. |
The undersigned registrants hereby undertake to respond to
requests for information that is incorporated by reference into
the prospectus pursuant to Item 4, 10(b), 11 or 13 of this
form, within one business day of receipt of such request, and to
send the incorporated documents by first class mail or other
equally prompt
II-12
means. This includes information contained in documents filed
subsequent to the effective date of the registration statement
through the date of responding to the request.
The undersigned registrants hereby undertake to supply by means
of a post-effective amendment all information concerning a
transaction, and the company being acquired involved therein,
that was not the subject of and included in the registration
statement when it became effective.
Insofar as indemnification for liabilities arising under the
Securities Act of 1933 may be permitted to directors, officers,
and controlling persons of the registrants pursuant to the
foregoing provisions, or otherwise, the registrants have been
advised that in the opinion of the Securities and Exchange
Commission, such indemnification is against public policy as
expressed in the Securities Act of 1933 and is, therefore,
unenforceable. In the event that a claim for indemnification
against such liabilities, other than the payment by the
registrants of expenses incurred or paid by a director, officer,
or controlling person of the registrants in the successful
defense of any action, suit or proceeding, is asserted by such
director, officer, or controlling person in connection with the
securities being registered, the registrants will, unless in the
opinion of their counsel the matter has been settled by
controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by them
is against public policy as expressed in the Securities Act of
1933 and will be governed by the final adjudication of such
issue.
II-13
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, CHARTER COMMUNICATIONS HOLDINGS, LLC has duly caused
this Amendment No. 1 to Registration Statement on
Form S-4 to be
signed on its behalf by the undersigned, thereunto duly
authorized, in the County of Saint Louis, State of Missouri, on
November 8, 2006.
|
|
|
CHARTER COMMUNICATIONS HOLDINGS, LLC |
|
Registrant |
|
|
|
|
By: |
CHARTER COMMUNICATIONS, INC., |
|
|
|
|
Title: |
Vice President and
Chief Accounting Officer |
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Amendment No. 1 to Registration Statement has
been signed below by the following persons in the capacities and
on the dates indicated.
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
Paul
G. Allen |
|
Chairman of the Board of Directors of Charter Communications,
Inc. |
|
November 8, 2006 |
|
*
Neil
Smit |
|
President and Chief Executive Officer, Director (Principal
Executive Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jeffrey
T. Fisher |
|
Executive Vice President and
Chief Financial Officer
(Principal Financial Officer)
Charter Communications, Inc. |
|
November 8, 2006 |
|
/s/ Kevin D. Howard
Kevin
D. Howard |
|
Vice President and Chief Accounting Officer (Principal
Accounting Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
*By: |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-1
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
W.
Lance Conn |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Nathaniel
A. Davis |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jonathan
L. Dolgen |
|
Director of
Charter Communications, Inc. |
|
November 8. 2006 |
|
*
Rajive
Johri |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Robert
P. May |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
David
C. Merritt |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Marc
B. Nathanson |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jo
Allen Patton |
|
Director of
Charter Communications, Inc., |
|
November 8, 2006 |
|
*
John
H. Tory |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Larry
W. Wangberg |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*By: |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, CCH I, LLC has duly caused this Amendment
No. 1 to Registration Statement on
Form S-4 to be
signed on its behalf by the undersigned, thereunto duly
authorized, in the County of Saint Louis, State of Missouri, on
November 8, 2006.
|
|
|
CCH I, LLC |
|
Registrant |
|
|
By: CHARTER COMMUNICATIONS, INC., |
|
Sole Manager |
|
|
|
|
Title: |
Vice President and
Chief Accounting Officer |
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Amendment No. 1 to Registration Statement has
been signed below by the following persons in the capacities and
on the dates indicated.
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
Paul
G. Allen |
|
Chairman of the Board of Directors of Charter Communications,
Inc. |
|
November 8, 2006 |
|
*
Neil
Smit |
|
President and Chief Executive Officer, Director (Principal
Executive Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jeffrey
T. Fisher |
|
Executive Vice President and Chief Financial Officer (Principal
Financial Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
/s/ Kevin D. Howard
Kevin
D. Howard |
|
Vice President and Chief Accounting Officer (Principal
Accounting Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
*By |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-3
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
W.
Lance Conn |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Nathaniel
A. Davis |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jonathan
L. Dolgen |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Rajive
Johri |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Robert
P. May |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
David
C. Merritt |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Marc
B. Nathanson |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jo
Allen Patton |
|
Director of
Charter Communications, Inc., |
|
November 8, 2006 |
|
*
John
H. Tory |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Larry
W. Wangberg |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*By |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-4
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, CCH II, LLC has duly caused this Amendment
No. 1 to Registration Statement on
Form S-4 to be
signed on its behalf by the undersigned, thereunto duly
authorized, in the County of Saint Louis, State of Missouri, on
November 8, 2006.
|
|
|
|
By: |
CHARTER COMMUNICATIONS, INC., |
|
|
|
|
Title: |
Vice President and
Chief Accounting Officer |
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Amendment No. 1 to Registration Statement has
been signed below by the following persons in the capacities and
on the dates indicated.
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
Paul
G. Allen |
|
Chairman of the Board of Directors of Charter Communications,
Inc. |
|
November 8, 2006 |
|
*
Neil
Smit |
|
President and Chief Executive Officer, Director (Principal
Executive Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jeffrey
T. Fisher |
|
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
Charter Communications, Inc. |
|
November 8, 2006 |
|
/s/ Kevin D. Howard
Kevin
D. Howard |
|
Vice President and Chief Accounting Officer (Principal
Accounting Officer) Charter Communications, Inc. |
|
November 8, 2006 |
|
*By: |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-5
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
W.
Lance Conn |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Nathaniel
A. Davis |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jonathan
L. Dolgen |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Rajive
Johri |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Robert
P. May |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
David
C. Merritt |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Marc
B. Nathanson |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Jo
Allen Patton |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
John
H. Tory |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*
Larry
W. Wangberg |
|
Director of
Charter Communications, Inc. |
|
November 8, 2006 |
|
*By: |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-6
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, CCH I Capital Corp. has duly caused this Amendment
No. 1 to Registration Statement on
Form S-4 to be
signed on its behalf by the undersigned, thereunto duly
authorized, in the County of Saint Louis, State of Missouri on
November 8, 2006.
|
|
|
CCH I Capital Corp., |
|
Registrant |
|
|
|
|
|
Kevin D. Howard |
|
Vice President and |
|
Chief Accounting Officer |
Pursuant to the requirements of the Securities Act of 1933, as
amended, this Amendment No. 1 to Registration Statement has
been signed below by the following persons and in the capacities
and on the dates indicated.
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
Neil
Smit |
|
President and Chief Executive Officer, Director (Principal
Executive Officer) CCH II Capital Corp |
|
November 8, 2006 |
|
*
Jeffrey
T. Fisher |
|
Executive Vice President and Chief Financial Officer (Principal
Financial Officer) CCH II Capital Corp |
|
November 8, 2006 |
|
/s/ Kevin D. Howard
Kevin
D. Howard |
|
Vice President and Chief Accounting Officer (Principal
Accounting Officer) CCH II Capital Corp |
|
November 8, 2006 |
|
By: |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-7
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as
amended, CCH II Capital Corp. has duly caused this
Amendment No. 1 to Registration Statement on
Form S-4 to be
signed on its behalf by the undersigned, thereunto duly
authorized, in the County of Saint Louis, State of Missouri on
November 8, 2006.
|
|
|
CCH II Capital Corp., |
|
Registrant |
|
|
|
|
|
Kevin D. Howard |
|
Vice President and |
|
Chief Accounting Officer |
Pursuant to the requirements of the Securities Act of 1933, as
amended, this registration statement has been signed below by
the following persons and in the capacities and on the dates
indicated.
|
|
|
|
|
|
|
Signature |
|
Title |
|
Date |
|
|
|
|
|
|
*
Neil
Smit |
|
President and Chief Executive Officer, Director (Principal
Executive Officer)
CCH II Capital Corp |
|
November 8, 2006 |
|
*
Jeffrey
T. Fisher |
|
Executive Vice President and Chief Financial Officer (Principal
Financial Officer)
CCH II Capital Corp |
|
November 8, 2006 |
|
/s/ Kevin D. Howard
Kevin
D. Howard |
|
Vice President and Chief Accounting Officer (Principal
Accounting Officer)
CCH II Capital Corp |
|
November 8, 2006 |
|
*By |
|
/s/ Kevin D. Howard
Kevin
D. Howard
Attorney-in-Fact |
|
|
|
|
S-8
EX-5.1
GIBSON, DUNN & CRUTCHER LLP
Lawyers
A REGISTERED LIMITED LIABILITY PARTNERSHIP
INCLUDING PROFESSIONAL CORPORATIONS
200 Park Avenue, New York, New York 10166-0193
(212) 351-4000
www.gibsondunn.com
November 8, 2006
|
|
|
Direct Dial
212) 351-4000
|
|
Client Matter No.
19761-00029 |
Fax No.
(212) 351-4035
Charter Communications Holdings, LLC
CCH I, LLC
CCH I Capital Corp.
CCH II, LLC
CCH II Capital Corp.
12405 Powerscourt Drive
St. Louis, Missouri 63131
|
|
|
Re:
|
|
Charter Communications Holdings, LLC |
|
|
CCH I, LLC |
|
|
CCH I Capital Corp. |
|
|
CCH II, LLC |
|
|
CCH II Capital Corp. |
|
|
Registration Statement on Form S-4 (Registration No. 333-138319) |
Ladies and Gentlemen:
As counsel for Charter Communications Holdings, LLC, a Delaware limited liability company (the
"Guarantor), CCH I, LLC, a Delaware limited liability company (CCH I), CCH I Capital Corp., a
Delaware corporation (CCH I Capital and together with CCH I, the CCH I Issuers), CCH II, LLC
(CCH II) and CCH II Capital Corp. (CCH II Capital and together with CCH II, the CCH II
Issuers) we have examined the Registration Statement on Form S-4 (Registration No. 333-138319)
(the Registration Statement), originally filed on October 31, 2006, as amended, with the
Securities and Exchange Commission (the Commission) pursuant to the Securities Act of 1933, as
amended (the Securities Act), in connection with the offering of the following securities:
|
|
|
$462,006,000 principal amount of 11.00% Senior Secured Notes due 2015 issued by
the CCH I Issuers (the CCH I Notes) and guaranteed by the Guarantor (the CCH I
Guarantee); and |
Charter Communications Holdings, LLC
CCH I Holdings, LLC
CCH I, LLC
CCH I Holdings Capital Corp.
CCH I Capital Corp.
November 8, 2006
Page 2
|
|
|
$250,000,000 in principal amount of 10.25% Senior Notes due 2013 issued by the
CCH II Issuers (the CCH II Notes) and guaranteed by the Guarantor (the CCH II
Guarantee). |
The CCH I Notes will be issued pursuant to a supplemental indenture (as supplemented, the CCH
I Indenture) dated as of September 28, 2005 among the CCH I Issuers, the Guarantor and the Bank of
New York Trust Company, NA, as trustee (the Trustee). The CCH II Notes will be issued pursuant
to an indenture (as supplemented, the CCH II Indenture) dated as of September 14, 2006 among the
CCH II Issuers, the Guarantor and the Trustee. The CCH I Notes, the CCH II Notes, the CCH I
Indenture, the CCH I Guarantee, the CCH II Indenture, and the CCH II Guarantee are referred to
herein as the Note Documents. The CCH I Notes, the CCH II Notes, the CCH I Guarantee and the CCH
II Guarantee are being issued in exchange for certain outstanding notes and guarantees of the CCH I
Issuers, CCH II Issuers and the Guarantor, respectively (the Outstanding Notes and Outstanding
Guarantees, respectively), all as described in the Registration Statement.
We have examined the originals, or copies certified or otherwise identified to our
satisfaction, of the Note Documents and such records of the CCH I Issuers, the CCH II Issuers and
the Guarantor and certificates of officers of the CCH I Issuers, the CCH II Issuers and the
Guarantor and of public officials and such other documents as we have deemed relevant and necessary
as the basis for the opinions set forth below. In our examination, we have assumed the genuineness
of all signatures, the legal capacity and competency of all natural persons, the authenticity of
all documents submitted to us as originals and the conformity to original documents of all
documents submitted to us as copies.
Based upon the foregoing examination and in reliance thereon, and subject to the assumptions,
qualifications and limitations stated therein, we are of the opinion that:
1. The CCH I Notes and CCH II Notes, when executed and authenticated in accordance with
the provisions of the CCH I Indenture or CCH II Indenture, as applicable, and offered in
exchange for the respective Outstanding Notes, as described in the Registration Statement,
will be legal, valid and binding obligations of the CCH I Issuers and the CCH II Issuers,
respectively, enforceable against them in accordance with their respective terms;
2. When the (i) CCH I Notes, with the CCH I Guarantee executed and endorsed thereon,
and (ii) the CCH II Notes, with the CCH II Guarantee executed and endorsed thereon, have
been duly executed and authenticated in accordance with the
Charter Communications Holdings, LLC
CCH I Holdings, LLC
CCH I, LLC
CCH I Holdings Capital Corp.
CCH I Capital Corp.
November 8, 2006
Page 3
provisions of the CCH I Indenture or CCH II Indenture, as applicable, and offered in
exchange for the respective Outstanding Guarantees, as described in the Registration
Statement, the CCH I Guarantee and CCH II Guarantee will be the legal, valid and binding
obligations of the Guarantor, enforceable against it in accordance with their terms.
The opinions set forth herein are subject to the following assumptions, qualifications,
limitations and exceptions:
A. The Commission will have declared the Registration Statement to be effective under
the Securities Act, and such effectiveness under the Securities Act will not have been
terminated or rescinded.
B. We render no opinion herein as to matters involving the laws of any jurisdiction
other than the State of New York, the United States of America and the Delaware General
Corporation Law and the Delaware Limited Liability Company Act. We are not admitted to
practice in the State of Delaware; however, we are generally familiar with the Delaware
General Corporation Law and the Delaware Limited Liability Company Act as currently in effect
and have made such inquiries as we consider necessary to render the opinions set forth above.
This opinion is limited to the effect of the current state of the laws of the State of New
York, the United States of America and, to the limited extent set forth above, the Delaware
General Corporation Law and the Delaware Limited Liability Company Act and the facts as they
currently exist. We assume no obligation to revise or supplement this opinion in the event
of future changes in such laws or the interpretations thereof or such facts.
C. Our opinions set forth herein are subject to (i) the effect of any bankruptcy,
insolvency, reorganization, moratorium, arrangement or similar laws affecting the enforcement
of creditors rights generally (including, without limitation, the effect of statutory or
other laws regarding fraudulent transfers or preferential transfers) and (ii) general
principles of equity, regardless of whether a matter is considered in a proceeding in equity
or at law, including, without limitation, concepts of materiality, reasonableness, good faith
and fair dealing and the possible unavailability of specific performance, injunctive relief
or other equitable remedies.
D. We express no opinion regarding the effectiveness of (i) any waiver of stay,
extension or usury laws or of unknown future rights or (ii) provisions relating to
Charter Communications Holdings, LLC
CCH I Holdings, LLC
CCH I, LLC
CCH I Holdings Capital Corp.
CCH I Capital Corp.
November 8, 2006
Page 4
indemnification or contribution, to the extent such provisions may be contrary to
public policy or federal or state securities laws.
We consent to the filing of this opinion as an exhibit to the Registration Statement, and we
further consent to the use of our name under the caption Legal Matters in the Registration
Statement and the prospectus that forms a part thereof. In giving these consents, we do not
thereby admit that we are within the category of persons whose consent is required under Section 7
of the Securities Act or the Rules and Regulations of the Commission.
Very truly yours,
GIBSON, DUNN & CRUTCHER LLP
EX-99.1
Exhibit 99.1
LETTER OF TRANSMITTAL
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH I, LLC
Offer to Exchange
$462,006,000 Principal Amount of 11.00% Senior Secured
Notes due 2015 of
CCH I, LLC and CCH I Capital Corp. which have been
registered under the
Securities Act of 1933 for any and all outstanding 11.00%
Senior Secured Notes due 2015 issued by CCH I, LLC and
CCH I Capital Corp. on September 14, 2006
and
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH II, LLC
Offer to Exchange
$250,000,000 in Principal Amount of 10.25% Senior Notes due
2013 of
CCH II, LLC and CCH II Capital Corp. which have
been registered under the
Securities Act of 1933 for any and all outstanding 10.25%
Senior Notes due 2013 issued by CCH II, LLC and
CCH II Capital Corp. on September 14, 2006
PURSUANT TO THE PROSPECTUS DATED
[ ],
2006
THE EXCHANGE OFFER WILL EXPIRE AT 5:00 PM, NEW YORK CITY
TIME, ON
[ ],
2006, UNLESS EXTENDED (THE EXPIRATION DATE).
The Exchange Agent for the Exchange Offer is
BANK OF NEW YORK
Corporate Trust Department
Reorganization Unit
Attn: Mrs. Evangeline R. Gonzales
101 Barclay Street 7 East
New York, NY 10286
Fascimile:
(212) 298-1915
DELIVERY OF THIS LETTER OF TRANSMITTAL TO AN ADDRESS OTHER
THAN AS SET FORTH ABOVE OR TRANSMISSION OF THIS LETTER OF
TRANSMITTAL VIA FACSIMILE TO A NUMBER OTHER THAN AS SET FORTH
ABOVE WILL NOT CONSTITUTE A VALID DELIVERY. THE INSTRUCTIONS
CONTAINED HEREIN SHOULD BE READ CAREFULLY BEFORE THIS LETTER OF
TRANSMITTAL IS COMPLETED.
This Letter of Transmittal is to be completed by holders of
Outstanding Notes (as defined below) either if Outstanding Notes
are to be forwarded herewith or if tenders of Outstanding Notes
are to be made by book-entry transfer to an account maintained
by Bank of New York (the Exchange Agent) at The
Depository Trust Company (DTC) pursuant to the
procedures set forth in The Exchange Offer
Terms of the Exchange Offer Procedures for
Tendering in the Prospectus (as defined below).
Holders of Outstanding Notes whose certificates (the
Certificates) for such Outstanding Notes are not
immediately available or who cannot deliver their Certificates
and all other required documents to the Exchange Agent on or
prior to the Expiration Date or who cannot complete the
procedures for book-entry transfer on a timely basis, must
tender their Outstanding Notes according to the guaranteed
delivery procedures set forth in The Exchange
Offer Guaranteed Delivery Procedures in the
Prospectus.
SEE INSTRUCTION 1. DELIVERY OF DOCUMENTS TO DTC DOES NOT
CONSTITUTE DELIVERY TO THE EXCHANGE AGENT.
NOTE: SIGNATURES MUST BE PROVIDED BELOW
PLEASE READ THE ACCOMPANYING INSTRUCTIONS CAREFULLY
ALL TENDERING HOLDERS COMPLETE THIS BOX:
|
|
|
|
|
|
|
|
DESCRIPTION OF OUTSTANDING NOTES TENDERED |
|
If Blank, please print Name and |
|
Outstanding Notes Tendered |
Address of Registered Holder |
|
(Attach Additional List of Notes) |
|
|
|
Principal Amount |
|
|
of Outstanding |
|
|
Principal Amount |
|
Notes Tendered |
|
|
Certificate |
|
of Outstanding |
|
(If Less Than |
|
|
Number(s)* |
|
Notes |
|
All)** |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Amount Tendered: |
|
|
|
|
|
* Need not be completed by book-entry holders. |
** Outstanding Notes may be tendered in whole or in part in
denominations of $1,000 and integral multiples thereof. All
Outstanding Notes held shall be deemed tendered unless a lesser
number is specified in this column. |
|
BOXES BELOW TO BE CHECKED BY ELIGIBLE INSTITUTIONS ONLY:
|
|
o |
CHECK HERE IF TENDERED OUTSTANDING NOTES ARE BEING DELIVERED BY
BOOK-ENTRY TRANSFER
MADE TO THE ACCOUNT MAINTAINED BY THE EXCHANGE AGENT WITH DTC
AND COMPLETE THE FOLLOWING: |
Name of Tendering
Institution:
|
|
|
DTC Account
No. |
|
Transaction Code No. |
|
|
o |
CHECK HERE AND ENCLOSE A PHOTOCOPY OF THE NOTICE OF GUARANTEED
DELIVERY IF TENDERED OUTSTANDING NOTES ARE BEING DELIVERED
PURSUANT TO A NOTICE OF GUARANTEED DELIVERY PREVIOUSLY SENT TO
THE EXCHANGE AGENT AND COMPLETE THE FOLLOWING: |
Name(s) of Registered
Holder(s):
Window Ticket Number (if
any):
Date of Execution of Notice of
Guaranteed
Delivery:
IF GUARANTEED DELIVERY IS TO BE MADE BY BOOK-ENTRY
TRANSFER:
Name of Tendering
Institution:
|
|
o |
CHECK HERE IF TENDERED BY BOOK-ENTRY TRANSFER AND NON-EXCHANGED
OUTSTANDING NOTES ARE TO BE RETURNED BY CREDITING THE DTC
ACCOUNT NUMBER SET FORTH ABOVE. |
|
o |
CHECK HERE IF YOU ARE A
BROKER-DEALER WHO
ACQUIRED THE OUTSTANDING NOTES FOR ITS OWN ACCOUNT AS A
RESULT OF MARKET MAKING OR OTHER TRADING ACTIVITIES (A
PARTICIPATING BROKER-DEALER) AND WISH TO RECEIVE
10 ADDITIONAL COPIES OF THE PROSPECTUS AND 10 COPIES
OF ANY AMENDMENTS OR SUPPLEMENTS THERETO. |
Ladies and Gentlemen:
The undersigned hereby tenders to CCH I, LLC, a Delaware limited
liability company, and CCH II, LLC, a Delaware limited liability
company, (together, the Issuers), the above
described aggregate principal amount of the Issuers issued
and outstanding notes (the Outstanding Notes), which
are not registered under the Securities Act of 1933, in exchange
for a like aggregate principal amount of the Issuers new
notes to be issued in the Exchange Offer (the New
Notes), which have been registered under the Securities
Act of 1933, upon the terms and subject to the conditions set
forth in that certain prospectus of the Issuers, dated
[ ],
2006 (as the same may be amended or supplemented from time to
time, the Prospectus), receipt of which is
acknowledged, and in this Letter of Transmittal (which, together
with the Prospectus, constitute the Exchange Offer).
Subject to and effective upon the acceptance for exchange of all
or any portion of the Outstanding Notes tendered herewith in
accordance with the terms and conditions of the Exchange Offer
(including, if the Exchange Offer is extended or amended, the
terms and conditions of any such extension or amendment), the
undersigned hereby sells, assigns and transfers to or upon the
order of the Issuers, free and clear of all liens, restrictions,
charges and encumbrances, all right, title and interest in and
to such Outstanding Notes as are being tendered herewith. The
undersigned hereby irrevocably constitutes and appoints the
Exchange Agent as its agent and attorney-in-fact (with full
knowledge that the Exchange Agent is also acting as agent of the
Issuers in connection with the Exchange Offer) with respect to
the tendered Outstanding Notes, with full power of substitution
(such power of attorney being deemed to be an irrevocable power
coupled with an interest), subject only to the right of
withdrawal described in the Prospectus, to (i) deliver
Certificates for Outstanding Notes to the Issuers together with
all accompanying evidences of transfer and authenticity to, or
upon the order of, the Issuers, upon receipt by the Exchange
Agent, as the undersigneds agent, of the New Notes to be
issued in exchange for such Outstanding Notes, (ii) present
Certificates for such Outstanding Notes for transfer, and to
transfer the Outstanding Notes on the books of the Issuers, and
(iii) receive for the account of the Issuers all benefits
and otherwise exercise all rights of beneficial ownership of
such Outstanding Notes, all in accordance with the terms and
conditions of the Exchange Offer.
THE UNDERSIGNED HEREBY REPRESENTS AND WARRANTS THAT THE
UNDERSIGNED HAS FULL POWER AND AUTHORITY TO TENDER, EXCHANGE,
SELL, ASSIGN AND TRANSFER THE OUTSTANDING NOTES TENDERED HEREBY
AND THAT, WHEN THE SAME ARE ACCEPTED FOR EXCHANGE, THE ISSUERS
WILL ACQUIRE GOOD, MARKETABLE AND UNENCUMBERED
TITLE THERETO, FREE AND CLEAR OF ALL LIENS, RESTRICTIONS,
CHARGES AND ENCUMBRANCES, AND THAT THE OUTSTANDING NOTES
TENDERED HEREBY ARE NOT SUBJECT TO ANY ADVERSE CLAIMS OR
PROXIES. THE UNDERSIGNED WILL, UPON REQUEST, EXECUTE AND DELIVER
ANY ADDITIONAL DOCUMENTS DEEMED BY THE ISSUERS OR THE EXCHANGE
AGENT TO BE NECESSARY OR DESIRABLE TO COMPLETE THE EXCHANGE,
ASSIGNMENT AND TRANSFER OF THE OUTSTANDING NOTES TENDERED
HEREBY, AND THE UNDERSIGNED WILL COMPLY WITH ITS OBLIGATIONS
UNDER THE EXCHANGE AND REGISTRATION RIGHTS AGREEMENTS. THE
UNDERSIGNED HAS READ AND AGREES TO ALL OF THE TERMS OF THE
EXCHANGE OFFER.
The name(s) and address(es) of the registered holder(s) of the
Outstanding Notes tendered hereby should be printed above, if
they are not already set forth above, as they appear on the
Certificates representing such Outstanding Notes. The
Certificate number(s) and the Outstanding Notes that the
undersigned wishes to tender should be indicated in the
appropriate boxes above.
If any tendered Outstanding Notes are not exchanged pursuant to
the Exchange Offer for any reason, or if Certificates are
submitted for more Outstanding Notes than are tendered or
accepted for exchange, Certificates for such nonexchanged or
nontendered Outstanding Notes will be returned (or, in the case
of Outstanding Notes tendered by book-entry transfer, such
Outstanding Notes will be credited to an account maintained at
DTC), without expense to the tendering holder, promptly
following the expiration or termination of the Exchange Offer.
The undersigned understands that tenders of Outstanding Notes
pursuant to any one of the procedures described in The
Exchange Offer Terms of the Exchange
Offer Procedures for Tendering in the
Prospectus and in the instructions hereto will, upon the
Issuers acceptance for exchange of such tendered
Outstanding Notes, constitute a binding agreement between the
undersigned and the Issuers upon the terms and subject to the
conditions of the Exchange Offer. The undersigned recognizes
that, under certain circumstances set forth in the Prospectus,
the Issuers may not be required to accept for exchange any of
the Outstanding Notes tendered hereby.
Unless otherwise indicated herein in the box entitled
Special Issuance Instructions below, the undersigned
hereby directs that the New Notes be issued in the name(s) of
the undersigned or, in the case of a book-entry transfer of
Outstanding Notes, that such New Notes be credited to the
account indicated above maintained at DTC. If applicable,
substitute Certificates representing Outstanding Notes not
exchanged or not accepted for exchange will be issued to the
undersigned or, in the case of a book-entry transfer of
Outstanding Notes, will be credited to the account indicated
above maintained at DTC. Similarly, unless otherwise indicated
under Special Delivery Instructions, please deliver
New Notes to the undersigned at the address shown below the
undersigneds signature.
By tendering Outstanding Notes and executing this Letter of
Transmittal, the undersigned hereby represents and agrees that
(i) the undersigned is not an affiliate (as
defined in Rule 405 under the Securities Act of 1933) of
the Issuers or any of their subsidiaries, or, if the undersigned
is an affiliate, that the undersigned will comply
with the registration and prospectus delivery requirements of
the Securities Act of 1933 to the extent applicable,
(ii) any New Notes to be received by the undersigned are
being acquired in the ordinary course of its business,
(iii) the undersigned has no arrangement or understanding
with any person to participate in a distribution (within the
meaning of the Securities Act of 1933) of New Notes to be
received in the Exchange Offer, and (iv) if the undersigned
is not a broker-dealer, the undersigned is not engaged in, and
does not intend to engage in, a distribution (within the meaning
of the Securities Act of 1933) of such New Notes. By tendering
Outstanding Notes pursuant to the Exchange Offer and executing
this Letter of Transmittal, a holder of Outstanding Notes which
is a broker-dealer represents and agrees, consistent with
certain interpretive letters issued by the staff of the Division
of Corporation Finance of the Securities and Exchange Commission
to third parties, that (a) such Outstanding Notes held by
the broker-dealer are held only as a nominee, or (b) such
Outstanding Notes were acquired by such broker-dealer for its
own account as a result of market-making activities or other
trading activities and it will deliver the Prospectus (as
amended or supplemented from time to time) meeting the
requirements of the Securities Act of 1933 in connection with
any resale of such New Notes (provided that, by so acknowledging
and by delivering a prospectus meeting the requirements of the
Securities Act of 1933, such broker-dealer will not be deemed to
admit that it is an underwriter within the meaning
of the Securities Act of 1933). See The Exchange
Offer Terms of the Exchange Offer and
Plan of Distribution in the Prospectus.
The Issuers have agreed that, subject to the provisions of the
Exchange and Registration Rights Agreement dated as of
[ ],
2006 by and among the Issuers and the purchasers named therein
(the Exchange and Registration Rights Agreement),
the Prospectus, as it may be amended or supplemented from time
to time, may be used by a participating broker-dealer in
connection with resales of New Notes received in exchange for
Outstanding Notes, where such Outstanding Notes were acquired by
such participating broker-dealer for its own account as a result
of market-making activities or other trading activities, for a
period ending 180 days after the Expiration Date (subject
to extension under certain limited circumstances described in
the Prospectus) or, if earlier, when all such New Notes have
been disposed of by such participating broker-dealer. However, a
participating broker-dealer who intends to use the Prospectus in
connection with the resale of New Notes received in exchange for
Outstanding Notes pursuant to the Exchange Offer must notify the
Issuers, or cause the Issuers to be notified, on or prior to the
Expiration Date, that it is a participating broker-dealer. Such
notice may be given in the space provided herein for that
purpose or may be delivered to the Exchange Agent at one of the
addresses set forth in the Prospectus under The Exchange
Offer Exchange Agent. In that regard, each
participating broker-dealer, by tendering such Outstanding Notes
and executing this Letter of Transmittal, agrees that, upon
receipt of notice from the Issuers of the occurrence of any
event or the discovery of any fact which makes any statement
contained or incorporated by reference in the Prospectus untrue
in any material respect or which causes the Prospectus to omit
to state a material fact necessary in order to make the
statements contained or incorporated by reference therein, in
light of the circumstances under which they were made, not
misleading or of the occurrence of certain other events
specified in the Exchange and Registration Rights Agreement,
such participating broker-dealer will suspend the sale of New
Notes pursuant to the Prospectus until the Issuers
have amended or supplemented the Prospectus to correct such
misstatement or omission and have furnished copies of the
amended or supplemented Prospectus to the participating
broker-dealer or the Issuers have given notice that the sale of
the New Notes may be resumed, as the case may be.
If the Issuers give such notice to suspend the sale of the New
Notes, the 180-day
period referred to above during which participating
broker-dealers are entitled to use the Prospectus in connection
with the resale of New Notes shall be extended by the number of
days in the period from and including the date of the giving of
such notice to and including the date when the Issuers shall
have made available to participating broker-dealers copies of
the supplemented or amended Prospectus necessary to resume
resales of the New Notes or to and including the date on which
the Issuers have given notice that the use of the applicable
Prospectus may be resumed, as the case may be.
Holders of Outstanding Notes whose Outstanding Notes are
accepted for exchange will not receive accrued interest on such
Outstanding Notes for any period from and after the last
interest payment date to which interest has been paid or duly
provided for on such Outstanding Notes prior to the Outstanding
issue date of the New Notes, or if no such date has occurred,
the issue date, and the undersigned waives the right to receive
any interest on such Outstanding Notes accrued from and after
such date.
All authority herein conferred or agreed to be conferred in this
Letter of Transmittal shall survive the death or incapacity of
the undersigned and any obligation of the undersigned hereunder
shall be binding upon the heirs, executors, administrators,
personal representatives, trustees in bankruptcy, legal
representatives, successors and assigns of the undersigned.
Except as stated in the Prospectus, this tender is irrevocable.
HOLDER(S) SIGN HERE
(SEE INSTRUCTIONS 2, 5 AND 6)
(PLEASE COMPLETE SUBSTITUTE FORM W-9 BELOW)
(NOTE: SIGNATURE(S) MUST BE GUARANTEED IF REQUIRED BY
INSTRUCTION 2)
Must be signed by registered holder(s) exactly as name(s)
appear(s) on Certificate(s) for the Outstanding Notes hereby
tendered or on a security position listing, or by any person(s)
authorized to become the registered holder(s) by endorsements
and documents transmitted herewith (including such opinions of
counsel, certifications and other information as may be required
by the Issuers or the Trustee for the Outstanding Notes to
comply with the restrictions on transfer applicable to the
Outstanding Notes). If the signature is by an attorney-in-fact,
executor, administrator, trustee, guardian, officer of a
corporation or another acting in a fiduciary capacity or
representative capacity, please set forth the signers full
title. See Instruction 5.
(SIGNATURE(S) OF HOLDER(S))
(Please Print)
(Include Zip Code)
Area Code and Telephone
Number:
TAXPAYER IDENTIFICATION OR SOCIAL SECURITY NUMBER(S)
GUARANTEE OF SIGNATURE(S)
(SEE INSTRUCTIONS 2 AND 5)
(Please Print)
Date: ________________________, 2006
(Include Zip Code)
Area Code and Telephone
Number:
SPECIAL ISSUANCE INSTRUCTIONS
(See Instructions 1, 5 and 6)
To
be completed ONLY if the New Notes are to be issued in the name
of someone other than the registered holder of the Outstanding
Notes whose name(s) appear(s) above:
Issue New Notes to:
(Please Print)
(Include Zip Code)
(Taxpayer Identification or Social Security No.)
SPECIAL DELIVERY INSTRUCTIONS
(See, Instructions 1, 5 and 6)
To
be completed ONLY if the New Notes are to be sent to someone
other than the registered holder of the Outstanding Notes whose
name(s) appear(s) above, or to such registered holder(s) at an
address other than that shown above.
Mail New Notes to:
(Please Print)
(Include Zip Code)
INSTRUCTIONS
Forming Part of the Terms and Conditions of the Exchange
Offer
1. Delivery of Letter of Transmittal and Certificates;
Guaranteed Delivery Procedures. This Letter of Transmittal
is to be completed either if (a) Certificates are to be
forwarded herewith or (b) tenders are to be made pursuant
to the procedures for tender by book-entry transfer set forth in
The Exchange Offer Terms of the Exchange
Offer Procedures for Tendering in the
Prospectus. Certificates, or timely confirmation of a book-entry
transfer of such Outstanding Notes into the Exchange
Agents account at DTC, as well as this Letter of
Transmittal (or manually signed facsimile thereof), properly
completed and duly executed, with any required signature
guarantees, or an Agents Message in the case of a
book-entry delivery, and any other documents required by this
Letter of Transmittal, must be received by the Exchange Agent at
one of its addresses set forth herein on or prior to the
Expiration Date. Outstanding Notes may be tendered in whole or
in part in the principal amount of $1,000 and integral multiples
thereof.
Holders who wish to tender their Outstanding Notes and
(i) whose Outstanding Notes are not immediately available
or (ii) who cannot deliver their Outstanding Notes, this
Letter of Transmittal and all other required documents to the
Exchange Agent on or prior to the Expiration Date or
(iii) who cannot complete the procedures for delivery by
book-entry transfer on a timely basis, may tender their
Outstanding Notes by properly completing and duly executing a
Notice of Guaranteed Delivery pursuant to the guaranteed
delivery procedures set forth in The Exchange
Offer Guaranteed Delivery Procedures in the
Prospectus. Pursuant to such procedures: (i) such tender
must be made by or through an Eligible Institution (as defined
below); (ii) a properly completed and duly executed Notice
of Guaranteed Delivery, substantially in the form made available
by the Issuers, must be received by the Exchange Agent on or
prior to the Expiration Date; and (iii) the Certificates
(or a book-entry confirmation) representing all tendered
Outstanding Notes, in proper form for transfer, together with a
Letter of Transmittal (or manually signed facsimile thereof),
properly completed and duly executed, with any required
signature guarantees, or an Agents Message in the case of
a book-entry delivery, and any other documents required by this
Letter of Transmittal, must be received by the Exchange Agent
within three New York Stock Exchange trading days after the date
of execution of such Notice of Guaranteed Delivery, all as
provided in The Exchange Offer Guaranteed
Delivery Procedures in the Prospectus.
The Notice of Guaranteed Delivery may be delivered by hand or
transmitted by facsimile or mail to the Exchange Agent, and must
include a guarantee by an Eligible Institution in the form set
forth in such Notice. For Outstanding Notes to be properly
tendered pursuant to the guaranteed delivery procedure, the
Exchange Agent must receive a Notice of Guaranteed Delivery on
or prior to the Expiration Date. As used herein and in the
Prospectus, Eligible Institution means a firm or
other entity identified in Rule 17Ad-15 under the Exchange
Act as an eligible guarantor institution, including
(as such terms are defined therein) (i) a bank; (ii) a
broker, dealer, municipal securities broker or dealer or
government securities broker or dealer, (iii) a credit
union; (iv) a national securities exchange, registered
securities association or clearing agency; or (v) a savings
association.
THE METHOD OF DELIVERY OF CERTIFICATES, THIS LETTER OF
TRANSMITTAL AND ALL OTHER REQUIRED DOCUMENTS IS AT THE OPTION
AND SOLE RISK OF THE TENDERING HOLDER, AND THE DELIVERY WILL BE
DEEMED MADE ONLY WHEN ACTUALLY RECEIVED BY THE EXCHANGE AGENT.
IF DELIVERY IS BY MAIL, REGISTERED MAIL WITH RETURN RECEIPT
REQUESTED AND PROPERLY INSURED OR OVERNIGHT DELIVERY SERVICE IS
RECOMMENDED. IN ALL CASES, SUFFICIENT TIME SHOULD BE ALLOWED TO
ENSURE TIMELY DELIVERY.
The Issuers will not accept any alternative, conditional or
contingent tenders. Each tendering holder, by execution of a
Letter of Transmittal (or manually signed facsimile thereof),
waives any right to receive any notice of the acceptance of such
tender.
2. Guarantee of Signatures. No signature guarantee
on this Letter of Transmittal is required if:
|
|
|
(i) this Letter of Transmittal is signed by the registered
holder (which term, for purposes of this document, shall include
any participant in DTC whose name appears on a security position
listing as the |
|
|
|
owner of the Outstanding Notes) of Outstanding Notes tendered
herewith, unless such holder(s) has completed either the box
entitled Special Issuance Instructions or the box
entitled Special Delivery Instructions above, or |
|
|
(ii) such Outstanding Notes are tendered for the account of
a firm that is an Eligible Institution. |
In all other cases, an Eligible Institution must guarantee the
signature(s) on this Letter of Transmittal. See
Instruction 5.
3. Inadequate Space. If the space provided in the
box captioned Description of Outstanding Notes is
inadequate, the Certificate number(s) and/or the principal
amount of Outstanding Notes and any other required information
should be listed on a separate signed schedule which is attached
to this Letter of Transmittal.
4. Partial Tenders and Withdrawal Rights. Tenders of
Outstanding Notes will be accepted only in the principal amount
of $1,000 and integral multiples thereof. If less than all the
Outstanding Notes evidenced by any Certificate submitted are to
be tendered, fill in the principal amount of Outstanding Notes
which are to be tendered in the box entitled Principal
Amount of Outstanding Notes Tendered (if less than
all). In such case, new Certificate(s) for the remainder
of the Outstanding Notes that were evidenced by your old
Certificate(s) will only be sent to the holder of the
Outstanding Notes, promptly after the Expiration Date. All
Outstanding Notes represented by Certificates delivered to the
Exchange Agent will be deemed to have been tendered unless
otherwise indicated.
Except as otherwise provided herein, tenders of Outstanding
Notes may be withdrawn at any time on or prior to the Expiration
Date. In order for a withdrawal to be effective on or prior to
that time, a written, telegraphic, telex or facsimile
transmission of such notice of withdrawal must be timely
received by the Exchange Agent at one of its addresses set forth
above or in the Prospectus on or prior to the Expiration Date.
Any such notice of withdrawal must specify the name of the
person who tendered the Outstanding Notes to be withdrawn, the
aggregate principal amount of Outstanding Notes to be withdrawn,
and (if Certificates for Outstanding Notes have been tendered)
the name of the registered holder of the Outstanding Notes as
set forth on the Certificate for the Outstanding Notes, if
different from that of the person who tendered such Outstanding
Notes. If Certificates for the Outstanding Notes have been
delivered or otherwise identified to the Exchange Agent, then
prior to the physical release of such Certificates for the
Outstanding Notes, the tendering holder must submit the serial
numbers shown on the particular Certificates for the Outstanding
Notes to be withdrawn and the signature on the notice of
withdrawal must be guaranteed by an Eligible Institution, except
in the case of Outstanding Notes tendered for the account of an
Eligible Institution. If Outstanding Notes have been tendered
pursuant to the procedures for book-entry transfer set forth in
The Exchange Offer Procedures for
Tendering, the notice of withdrawal must specify the name
and number of the account at DTC to be credited with the
withdrawal of Outstanding Notes, in which case a notice of
withdrawal will be effective if delivered to the Exchange Agent
by written, telegraphic, telex or facsimile transmission.
Withdrawals of tenders of Outstanding Notes may not be
rescinded. Outstanding Notes properly withdrawn will not be
deemed validly tendered for purposes of the Exchange Offer, but
may be retendered at any subsequent time on or prior to the
Expiration Date by following any of the procedures described in
the Prospectus under The Exchange Offer
Procedures for Tendering.
All questions as to the validity, form and eligibility
(including time of receipt) of such withdrawal notices will be
determined by the Issuers, in their sole discretion, whose
determination shall be final and binding on all parties. None of
the Issuers, any affiliates or assigns of the Issuers, the
Exchange Agent or any other person shall be under any duty to
give any notification of any irregularities in any notice of
withdrawal or incur any liability for failure to give any such
notification. Any Outstanding Notes which have been tendered but
which are withdrawn will be returned to the holder thereof
without cost to such holder promptly after withdrawal.
5. Signatures on Letter of Transmittal, Assignments and
Endorsements. If this Letter of Transmittal is signed by the
registered holder(s) of the Outstanding Notes tendered hereby,
the signature(s) must correspond exactly with the name(s) as
written on the face of the Certificate(s) without alteration,
enlargement or any change whatsoever.
If any of the Outstanding Notes tendered hereby are owned of
record by two or more joint owners, all such owners must sign
this Letter of Transmittal.
If any tendered Outstanding Notes are registered in different
name(s) on several Certificates, it will be necessary to
complete, sign and submit as many separate Letters of
Transmittal (or manually signed facsimiles thereof) as there are
different registrations of Certificates.
If this Letter of Transmittal or any Certificates or bond powers
are signed by trustees, executors, administrators, guardians,
attorneys-in-fact, officers of corporations or others acting in
a fiduciary or representative capacity, such persons should so
indicate when signing and must submit proper evidence
satisfactory to the Issuers, in their sole discretion, of such
person(s) authority to so act.
When this Letter of Transmittal is signed by the registered
owner(s) of the Outstanding Notes listed and transmitted hereby,
no endorsement(s) of Certificate(s) or separate bond power(s)
are required unless New Notes are to be issued in the name of a
person other than the registered holder(s), Signature(s) on such
Certificate(s) or bond power(s) must be guaranteed by an
Eligible Institution.
If this Letter of Transmittal is signed by a person other than
the registered owner(s) of the Outstanding Notes listed, the
Certificates must be endorsed or accompanied by appropriate bond
powers, signed exactly as the name or names of the registered
owner(s) appear(s) on the Certificates, and also must be
accompanied by such opinions of counsel, certifications and
other information as the Issuer or the Trustee for the
Outstanding Notes may require in accordance with the
restrictions on transfer applicable to the Outstanding Notes.
Signatures on such Certificates or bond powers must be
guaranteed by an Eligible Institution.
6. Special Issuance and Delivery Instructions. If
New Notes are to be issued in the name of a person other than
the signer of this Letter of Transmittal, or if New Notes are to
be sent to someone other than the signer of this Letter of
Transmittal or to an address other than that shown above, the
appropriate boxes on this Letter of Transmittal should be
completed. Certificates for Outstanding Notes not exchanged will
be returned by mail or, if tendered by book-entry transfer, by
crediting the account indicated above maintained at DTC. See
Instruction 4.
7. Irregularities. The Issuers determine, in their
sole discretion, all questions as to the form of documents,
validity, eligibility (including time of receipt) and acceptance
for exchange of any tender of Outstanding Notes, which
determination shall be final and binding on all parties. The
Issuers reserve the absolute right to reject any and all tenders
determined by it not to be in proper form or the acceptance of
which, or exchange for, may, in the view of counsel to the
Issuers, be unlawful. The Issuers also reserves the absolute
right, subject to applicable law, to waive any of the conditions
of the Exchange Offer set forth in the Prospectus under
The Exchange Offer Conditions or any
conditions or irregularity in any tender of Outstanding Notes of
any particular holder whether or not similar conditions or
irregularities are waived in the case of other holders. The
Issuers interpretation of the terms and conditions of the
Exchange Offer (including this Letter of Transmittal and the
instructions hereto) will be final and binding. No tender of
Outstanding Notes will be deemed to have been validly made until
all irregularities with respect to such tender have been cured
or waived. None of the Issuers, any affiliates or assigns of the
Issuers, the Exchange Agent, or any other person shall be under
any duty to give notification of any irregularities in tenders
or incur any liability for failure to give such notification.
8. Questions, Requests for Assistance and Additional
Copies. Questions and requests for assistance may be
directed to the Exchange Agent at one of its addresses and
telephone number set forth on the front of this Letter of
Transmittal. Additional copies of the Prospectus, the Notice of
Guaranteed Delivery and the Letter of Transmittal may be
obtained from the Exchange Agent or from your broker, dealer,
commercial bank, trust company or other nominee.
9. 28% Backup Withholding; Substitute
Form W-9.
Under U.S. Federal income tax law, a holder whose tendered
Outstanding Notes are accepted for exchange is required to
provide the Exchange Agent with such holders correct
taxpayer identification number (TIN) on Substitute
Form W-9 below. If
the Exchange Agent is not provided with the correct TIN, the
Internal Revenue Service (the IRS) may subject the
holder or other payee to a $50 penalty. In addition, payments to
such holders or other payees with respect to Outstanding Notes
exchanged pursuant to the Exchange Offer may be subject to a 28%
backup withholding.
The box in Part 2 of the Substitute
Form W-9 may be
checked if the tendering holder has not been issued a TIN and
has applied for a TIN or intends to apply for a TIN in the near
future. If the box in Part 2 is checked, the holder or
other payee must also complete the Certificate of Awaiting
Taxpayer Identification Number below in order to avoid backup
withholding. Notwithstanding that the box in Part 2 is
checked and the Certificate of Awaiting Taxpayer Identification
Number is completed, the Exchange Agent will withhold 28% of all
payments made prior to the time a properly certified TIN is
provided to the Exchange Agent. The Exchange Agent will retain
such amounts withheld during the 60 day period following
the date of the Substitute
Form W-9. If the
holder furnishes the Exchange Agent with its TIN within
60 days after the date of the Substitute
Form W-9, the
amounts retained during the 60 day period will be remitted
to the holder and no further amounts shall be retained or
withheld from payments made to the holder thereafter. If,
however, the holder has not provided the Exchange Agent with its
TIN within such 60 day period, amounts withheld will be
remitted to the IRS as backup withholding. In addition, 28% of
all payments made thereafter will be withheld and remitted to
the IRS until a correct TIN is provided
The holder is required to give the Exchange Agent the TIN (e.g.,
social security number or employer identification number) of the
registered owner of the Outstanding Notes or of the last
transferee appearing on the transfers attached to, or endorsed
on, the Outstanding Notes. If the Outstanding Notes are
registered in more than one name or are not in the name of the
actual owner, consult the enclosed Guidelines for
Certification of Taxpayer Identification Number on Substitute
Form W-9 for
additional guidance on which number to report.
Certain holders (including, among others, corporations,
financial institutions and certain foreign persons) may not be
subject to these backup withholding and reporting requirements.
Such holders should nevertheless complete the attached
Substitute
Form W-9 below,
and write exempt on the face thereof, to avoid
possible erroneous backup withholding. A foreign person may
qualify as an exempt recipient by submitting an appropriate
properly completed IRS
Form W-8, signed
under penalties of perjury, attesting to that holders
exempt status. Please consult the enclosed Substitute
Form W-9 for
additional guidance on which holders are exempt from backup
withholding.
Backup withholding is not an additional U.S. Federal income tax.
Rather, the U.S. Federal income tax liability of a person
subject to backup withholding will be reduced by the amount of
tax withheld. If withholding results in an overpayment of taxes,
a refund may be obtained.
10. Lost, Destroyed or Stolen Certificates. If any
Certificate(s) representing Outstanding Notes has been lost,
destroyed or stolen, the holder should promptly notify the
Exchange Agent. The holder will then be instructed as to the
steps that must be taken in order to replace the Certificate(s).
This Letter of Transmittal and related documents cannot be
processed until the procedures for replacing lost, destroyed or
stolen Certificate(s) have been followed.
11. Security Transfer Taxes. Holders who tender
their Outstanding Notes for exchange will not be obligated to
pay any transfer taxes in connection therewith. If, however, New
Notes are to be delivered to, or are to be issued in the name
of, any person other than the registered holder of the
Outstanding Notes tendered, or if a transfer tax is imposed for
any reason other than the exchange of Outstanding Notes in
connection with the Exchange Offer, then the amount of any such
transfer tax (whether imposed on the registered holder or any
other persons) will be payable by the tendering holder. If
satisfactory evidence of payment of such taxes or exemption
therefrom is not submitted with the Letter of Transmittal, the
amount of such transfer taxes will be billed directly to such
tendering holder.
IMPORTANT: THIS LETTER OF TRANSMITTAL (OR MANUALLY SIGNED
FACSIMILE THEREOF) AND ALL OTHER REQUIRED DOCUMENTS MUST BE
RECEIVED BY THE EXCHANGE AGENT ON OR PRIOR TO THE EXPIRATION
DATE.
TO BE COMPLETED BY ALL TENDERING NOTEHOLDERS
(SEE INSTRUCTION 9)
PAYERS NAME:
[ ]
|
|
|
|
|
SUBSTITUTE
Form W-9
Department of the Treasury,
Internal Revenue Service |
|
Part 1 PLEASE PROVIDE YOUR TIN AT THE
BOX AT RIGHT AND CERTIFY BY SIGNING AND DATING BELOW |
|
Social Security Number
OR
Employer Identification
Number |
|
|
|
Payors Request for Taxpayer Identification Number (TIN)
and Certification |
|
CERTIFICATION UNDER THE PENALTIES OF PERJURY, I
CERTIFY THAT:
(1) the number shown on this form is my correct Taxpayer
Identification Number (or that I am waiting and Certification
for a number to be issued to me).
(2) I am not subject to backup withholding because:
(a) I am exempt from backup withholding, (b) I have
not been notified by the Internal Revenue Service (the
Payers Request for IRS) that I am subject to
backup withholding as a result of a failure to report Taxpayer
Identification all interest or dividends, or (C) the IRS
has notified me that I am no longer Number (TIN) and
subject to withholding.
(3) any other information provided an this form is true and
correct |
|
|
|
|
|
Certification Instructions You must cross out
item (2) above if you have been notified by the IRS that
you are currently subject to backup withholding because of
underreporting interest or dividends on your tax return.
However, if after being notified by the IRS that you were
subject to backup withholding, you received another notification
from the IRS that you are no longer subject to backup
withholding, do not cross out item (2) |
|
|
|
|
|
Signature ------------------------ Date |
|
Part 2 AWAITING
TIN o
|
|
|
|
|
|
|
|
|
NOTE: |
FAILURE TO COMPLETE AND RETURN THIS FORM MAY IN CERTAIN
CIRCUMSTANCES RESULT IN BACKUP WITHHOLDING OF 28% OF ANY AMOUNTS
PAID TO YOU PURSUANT TO THE EXCHANGE OFFER PLEASE REVIEW THE
ENCLOSED GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION
NUMBER ON SUBSTITUTE FORM W-9 FOR ADDITIONAL DETAILS. |
YOU MUST COMPLETE THE FOLLOWING CERTIFICATE IF
YOU CHECKED THE BOX IN PART 2 OF SUBSTITUTE FORM W-9.
CERTIFICATE OF AWAITING TAXPAYER IDENTIFICATION NUMBER
I certify under penalties of perjury that a Taxpayer
Identification Number has not been issued to me, and either
(1) I have mailed or delivered an application to receive a
Taxpayer Identification Number to the appropriate Internal
Revenue Service Center or Social Security Administration Once or
(2) I intend to mail or deliver an application in the near
future. I understand that if I do not provide a Taxpayer
Identification Number by the time of payment, 28% of all
payments made to me on account, of the New Notes shall be
retained until I provide a Taxpayer Identification Number to the
Exchange Agent and that, if I do not provide my Taxpayer
Identification Number within 60 days, such retained amounts
shall be remitted to the Internal Revenue Service as backup
withholding and 28% of all reportable payments made to me
thereafter will be withheld and remitted to the Internal Revenue
Service until I provide a Taxpayer Identification Number.
|
|
Signature: |
Date _________________________, 2006 |
EX-99.2
Exhibit 99.2
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH I, LLC
Offer to Exchange
$462,006,000 Principal Amount of 11.00% Senior Secured Notes
due 2015 of
CCH I, LLC and CCH I Capital Corp. which have been registered
under the Securities Act of 1933 for any and all outstanding
11.00% Senior Secured Notes due 2015 issued by CCH I, LLC and
CCH I Capital Corp. on September 14, 2006
and
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH II, LLC
Offer to Exchange
$250,000,000 in Principal Amount of 10.25% Senior Notes due
2013 of
CCH II, LLC and CCH II Capital Corp. which have been
registered under the
Securities Act of 1933 for any and all outstanding 10.25%
Senior Notes due 2013 issued by CCH II, LLC and
CCH II Capital Corp. on September 14, 2006
THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY
TIME, ON
[ ],
2006, UNLESS EXTENDED (THE EXPIRATION DATE).
OUTSTANDING NOTES TENDERED IN THE EXCHANGE OFFER MAY BE
WITHDRAWN AT ANY TIME PRIOR TO THE EXPIRATION DATE. AFTER THE
EXPIRATION DATE HAS BEEN EXTENDED, OUTSTANDING NOTES TENDERED
PURSUANT TO THE EXCHANGE OFFER AS OF THE PREVIOUSLY SCHEDULED
EXPIRATION DATE MAY NOT BE WITHDRAWN AFTER THE DATE OF THE
PREVIOUSLY SCHEDULED EXPIRATION DATE.
To Registered Holders and The Depository Trust Company
Participants:
We are enclosing herewith the materials listed below relating to
the offer by CCH I, LLC, a Delaware limited liability
company, and CCH II, LLC, a Delaware limited liability
company (together, the Issuers), to exchange their
notes currently outstanding (the Outstanding Notes),
which are not registered under the Securities Act of 1933, for a
like aggregate principal amount of the Issuers new notes
to be issued in the Exchange Offer (the New Notes),
which have been registered under the Securities Act of 1933,
upon the terms and subject to the conditions set forth in the
Issuers Prospectus, dated
[ ],
2006 (the Prospectus) and the related Letter of
Transmittal (which, together with the Prospectus constitute the
Exchange Offer).
Enclosed herewith are copies of the following documents:
1. Prospectus;
2. Letter of Transmittal;
3. Notice of Guaranteed Delivery; and
4. Letter which may be sent to your clients for whose
account you hold Outstanding Notes in your name or in the name
of your nominee, with space provided for obtaining such
clients instruction with regard to the Exchange Offer.
We urge you to contact your clients promptly. Please note that
the Exchange Offer will expire on the Expiration Date unless
extended.
The Exchange Offer is not conditioned upon any minimum number of
Outstanding Notes being tendered.
The Issuers will not pay any fee or commissions to any broker or
dealer or to any other persons (other than the Exchange Agent)
in connection with the solicitation of tenders of Outstanding
Notes pursuant to the Exchange Offer. The Issuers will pay or
cause to be paid any transfer taxes payable on the transfer of
Outstanding Notes to it, except as otherwise provided in
Instruction 11 of the enclosed Letter of Transmittal.
Additional copies of the enclosed material may be obtained from
the Exchange Agent.
EX-99.3
Exhibit 99.3
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH I, LLC
Offer to Exchange
$462,006,000 Principal Amount of 11.00% Senior Secured Notes
due 2015 of
CCH I, LLC and CCH I Capital Corp. which have been
registered under the
Securities Act of 1933 for any and all outstanding 11.00%
Senior Secured Notes due
2015 issued by CCH I, LLC and CCH I Capital Corp.
on September 14, 2006
and
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH II, LLC
Offer to Exchange
$250,000,000 in Principal Amount of 10.25% Senior Notes due
2013 of
CCH II, LLC and CCH II Capital Corp. which have
been registered under the
Securities Act of 1933 for any and all outstanding 10.25%
Senior Notes due 2013
issued by CCH II, LLC and CCH II Capital Corp. on
September 14, 2006
THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY
TIME, ON
[ ],
2006, UNLESS EXTENDED (THE EXPIRATION DATE).
OUTSTANDING NOTES TENDERED IN THE EXCHANGE OFFER MAY BE
WITHDRAWN AT ANY TIME PRIOR TO THE EXPIRATION DATE. AFTER THE
EXPIRATION DATE HAS BEEN EXTENDED, OUTSTANDING NOTES TENDERED
PURSUANT TO THE EXCHANGE OFFER AS OF THE PREVIOUSLY SCHEDULED
EXPIRATION DATE MAY NOT BE WITHDRAWN AFTER THE DATE OF THE
PREVIOUSLY SCHEDULED EXPIRATION DATE.
To Our Clients:
We are enclosing herewith a Prospectus, dated
[ ],
2006 (the Prospectus), of CCH I, LLC, a
Delaware limited liability company, and CCH II, LLC, a Delaware
limited liability company, (together, the Issuers),
and related Letter of Transmittal (which, together with the
Prospectus, constitute the Exchange Offer) relating
to the offer by the Issuers to exchange their new notes (the
New Notes), registered under the Securities Act of
1933, for a like aggregate principal amount of their issued and
outstanding notes (the Outstanding Notes), which are
not registered under the Securities Act of 1933, upon the terms
and subject to the conditions set forth in the Exchange Offer.
The Exchange Offer is not conditioned upon any minimum number of
Outstanding Notes being tendered.
We are the holder of record of Outstanding Notes held by us for
your own account. A tender of such Outstanding Notes can be made
only by us as the record holder and pursuant to your
instructions. The Letter of Transmittal is furnished to you for
your information only and cannot be used by you to tender
Outstanding Notes held by us for your account.
We request instructions as to whether you wish to tender any or
all of the Outstanding Notes held by us for your account
pursuant to the terms and conditions of the Exchange Offer. We
also request that you confirm that we may on your behalf make
the representations contained in the Letter of Transmittal.
Pursuant to the Letter of Transmittal, each holder of
Outstanding Notes will represent to the Issuers that
(i) the New Notes acquired pursuant to the Exchange Offer
are being acquired in the ordinary course of business,
(ii) neither the holder nor any such other person is
engaging in or intends to engage in the distribution of the New
Notes, (iii) neither the holder nor any such person has an
arrangement or understanding with any person to participate in
the distribution of such New Notes, and (iv) neither the
holder nor any such other person is an affiliate of
the Issuers as defined in Rule 405 under the Securities Act
of 1933 or, if the holder is an affiliate, that the
holder will comply with the registration and prospectus delivery
requirements of the Securities Act of 1933 to the extent
applicable. If the holder is a broker-dealer (whether or not it
is also an affiliate) that will receive New Notes
for its own account in exchange for Outstanding Notes that were
acquired as a result of market-making activities or other
trading activities, it acknowledges that it will deliver a
prospectus meeting the requirements of the Securities Act of
1933 in connection with any resale of such New Notes. By
acknowledging that it will deliver and by delivering a
prospectus meeting the requirements of the Securities Act of
1933 in connection with any resale of such New Notes, the holder
is not deemed to admit that it is an underwriter
within the meaning of the Securities Act of 1933.
Instructions with Respect to the Exchange Offer
The undersigned hereby acknowledges receipt of the Prospectus
and the accompanying Letter of Transmittal relating to the
exchange of the Outstanding Notes for the New Notes, which have
been registered under the Securities Act of 1933, respectively,
upon the terms and subject to the conditions set forth in the
Exchange Offer.
This will instruct you, the registered holder and/or book-entry
transfer facility participant, as to the action to be taken by
you relating to the Exchange Offer with respect to the
Outstanding Notes held by you for the account of the undersigned.
The aggregate face amount of the Outstanding Notes held by you
for the account of the undersigned is (fill in an amount):
$ of
the 11.00% Senior Secured Notes due 2015
$ of
the 10.25% Senior Notes due 2013
With respect to the Exchange Offer, the undersigned hereby
instructs you (check appropriate box):
o To tender the following
Outstanding Notes held by you for the account of the undersigned
(insert amount of Outstanding Notes to be tendered (if
any)):
$ of
the 11.00% Senior Secured Notes due 2015
$ of
the 10.25% Senior Notes due 2013
o Not to tender any
Outstanding Notes held by you for the account of the undersigned.
If the undersigned instructs you to tender the Outstanding Notes
held by you for the account of the undersigned, it is understood
that you are authorized to make, on behalf of the undersigned
(and the undersigned, by its signature below, hereby makes to
you), the representations and warranties contained in the Letter
of Transmittal that are to be made with respect to the
undersigned as a beneficial owner, including but not limited to
the representations, that (i) the New Notes acquired
pursuant to the Exchange Offer are being acquired in the
ordinary course of business of the undersigned,
(ii) neither the undersigned nor any such other person is
engaging in or intends to engage in the distribution of the New
Notes, (iii) neither the undersigned nor any such other
person has an arrangement or understanding with any person to
participate in the distribution of such New Notes, and
(iv) neither the undersigned nor any such other person is
an affiliate of the Issuers as defined in
Rule 405 under the Securities Act or, if the undersigned is
an affiliate, that the undersigned will comply with
the registration and prospectus delivery requirements of the
Securities Act of 1933 to the extent applicable. If the
undersigned is a broker-dealer (whether or not it is also an
affiliate) that will receive New Notes for its own
account in exchange for Outstanding Notes that were acquired as
a result of market-making activities or other trading
activities, it acknowledges that it will deliver a prospectus
meeting the requirements of the Securities Act of 1933 in
connection with any resale of such New Notes. By acknowledging
that it will deliver and by delivering a prospectus meeting the
requirements of the Securities Act of 1933 in connection with
any resale of such New Notes, the undersigned is not deemed to
admit that it is an underwriter within the meaning
of the Securities Act of 1933.
Name
of beneficial
owner(s):
Taxpayer
Identification or Social Security
Number:
EX-99.4
Exhibit 99.4
NOTICE OF GUARANTEED DELIVERY
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH I, LLC
Offer to Exchange
$462,006,000 Principal Amount of 11.00% Senior Secured
Notes due 2015 of
CCH I, LLC and CCH I Capital Corp. which have been
registered under the
Securities Act of 1933 for any and all outstanding 11.00%
Senior Secured Notes due 2015
issued by CCH I, LLC and CCH I Capital Corp. on
September 14, 2006
and
CHARTER COMMUNICATIONS HOLDINGS, LLC
and
CCH II, LLC
Offer to Exchange
$250,000,000 in Principal Amount of 10.25% Senior Notes due
2013 of
CCH II, LLC and CCH II Capital Corp. which have
been registered under the
Securities Act of 1933 for any and all outstanding 10.25%
Senior Notes due 2013 issued by
CCH II, LLC and CCH II Capital Corp. on
September 14, 2006
This Notice of Guaranteed Delivery, or one substantially
equivalent to this form, must be used to accept the Exchange
Offer (as defined below) if (i) certificates for the
Issuers (as defined below) issued and outstanding notes
are not immediately available, (ii) Outstanding Notes, the
Letter of Transmittal and all other required documents cannot be
delivered to Bank of New York (the Exchange Agent)
on or prior to the Expiration Date (as defined below) or
(iii) the procedures for delivery by book-entry transfer
cannot be completed on a timely basis. This Notice of Guaranteed
Delivery may be delivered by hand, overnight courier or mail, or
transmitted by facsimile transmission, to the Exchange Agent.
See The Exchange Offer Terms of the Exchange
Offer Procedures for Tendering in the
Prospectus.
THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME
ON
[ ],
2006 UNLESS EXTENDED (THE EXPIRATION DATE).
OUTSTANDING
NOTES TENDERED IN THE EXCHANGE OFFER MAY BE WITHDRAWN AT ANY
TIME PRIOR TO THE EXPIRATION DATE. AFTER THE EXPIRATION DATE HAS
BEEN EXTENDED, OUTSTANDING NOTES TENDERED PURSUANT TO THE
EXCHANGE OFFER AS OF THE PREVIOUSLY SCHEDULED EXPIRATION DATE
MAY NOT BE WITHDRAWN AFTER THE DATE OF THE PREVIOUSLY
SCHEDULED EXPIRATION DATE.
The Exchange Agent for the Exchange Offer is:
THE BANK OF NEW YORK
Corporate Trust Department
Reorganization Unit
Attn: Mrs. Evangeline R. Gonzales
101 Barclay Street 7 East
New York, NY 10286
Fascimile: (212) 298-1915
DELIVERY OF THIS NOTICE OF GUARANTEED DELIVERY TO AN ADDRESS
OTHER THAN AS SET
FORTH ABOVE OR TRANSMISSION OF THIS NOTICE OF GUARANTEED
DELIVERY VIA FACSIMILE
TO A NUMBER OTHER THAN AS SET FORTH ABOVE WILL NOT CONSTITUTE
A VALID DELIVERY.
THIS NOTICE OF GUARANTEED DELIVERY IS NOT TO BE USED TO
GUARANTEE
SIGNATURES. IF A SIGNATURE ON A LETTER OF TRANSMITTAL IS
REQUIRED TO BE
GUARANTEED BY AN ELIGIBLE INSTITUTION UNDER THE
INSTRUCTIONS THERETO, SUCH
SIGNATURE GUARANTEE MUST APPEAR IN THE APPLICABLE SPACE
PROVIDED IN THE
SIGNATURE BOX ON THE LETTER OF TRANSMITTAL.
THE GUARANTEE ON THE NEXT PAGE MUST BE COMPLETED.
Ladies and Gentlemen:
The undersigned hereby tenders to either CCH I, LLC, a Delaware
limited liability company, and CCH II, LLC, a Delaware
limited liability company, as appropriate, (together, the
Issuers), upon the terms and subject to the
conditions set forth in the Prospectus dated
[ ],
2006 (as the same may be amended or supplemented from time to
time, the Prospectus), and the related Letter of
Transmittal (which, together with the Prospectus, constitute the
Exchange Offer), receipt of which is hereby
acknowledged, the aggregate principal amount of Outstanding
Notes set forth below pursuant to the guaranteed delivery
procedures set forth in the Prospectus under the caption
The Exchange Offer Terms of the Exchange
Offer Procedures for Tendering.
Please return a separate copy of this page for each series of
notes being tendered.
Aggregate Principal Amount
Tendered:*
Name(s) of Registered
Holder(s):
Certificate No.(s) (if
available):
If Outstanding Notes will be tendered by book-entry transfer,
provide the following information:
Area Code and Telephone
Number(s):
|
|
* |
Outstanding Notes may be tendered in whole or in part in
denominations of $1,000 and integral multiples thereof. All
Outstanding Notes held shall be deemed tendered unless a lesser
number is specified here. |
GUARANTEE
(NOT TO BE USED FOR SIGNATURE GUARANTEE)
The undersigned, a firm or other entity identified in
Rule 17Ad-15 under the Securities Exchange Act of 1934, as
amended, as an eligible guarantor institution,
including (as such terms are defined therein): (i) a bank;
(ii) a broker, dealer, municipal securities broker,
municipal securities dealer, government securities broker,
government securities dealer; (iii) a credit union;
(iv) a national securities exchange, registered securities
association or clearing agency; or (v) a savings
association (each, an Eligible Institution), hereby
guarantees to deliver to the Exchange Agent, at one of its
addresses set forth above, either the Outstanding Notes tendered
hereby in proper form for transfer, or confirmation of the
book-entry transfer of such Outstanding Notes to the Exchange
Agents account at The Depository Trust Company
(DTC), pursuant to the procedures for book-entry
transfer set forth in the Prospectus, in either case together
with one or more properly completed and duly executed Letter(s)
of Transmittal (or manually signed facsimile(s) thereof), or an
Agents Message in the case of a book-entry delivery, and
any other required documents within three New York Stock
Exchange trading days after the date of execution of this Notice
of Guaranteed Delivery.
The undersigned acknowledges that it must deliver the Letter(s)
of Transmittal and the Outstanding Notes tendered hereby to the
Exchange Agent within the time period set forth above, and that
failure to do so could result in a financial loss to the
undersigned.
Area Code and Telephone
Number:
(Authorized Signature)
(Please Type or Print)
|
|
NOTE: |
DO NOT SEND OUTSTANDING NOTES WITH THIS NOTICE OF GUARANTEED
DELIVERY. ACTUAL SURRENDER OF OUTSTANDING NOTES MUST BE MADE
PURSUANT TO, AND BE ACCOMPANIED BY, A PROPERLY COMPLETED AND
DULY EXECUTED LETTER OF TRANSMITTAL AND ANY OTHER REQUIRED
DOCUMENTS. |
INSTRUCTIONS FOR NOTICE OF GUARANTEED DELIVERY
1. Delivery of this Notice of Guaranteed Delivery. A
properly completed and duly executed copy of this Notice of
Guaranteed Delivery and any other documents required by this
Notice of Guaranteed Delivery must be received by the Exchange
Agent at its address set forth herein prior to the Expiration
Date. The method of delivery of this Notice of Guaranteed
Delivery and any other required documents to the Exchange Agent
is at the election and sole risk of the holder, and the delivery
will be deemed made only when actually received by the Exchange
Agent. If delivery is by mail, registered mail with return
receipt requested, properly insured, is recommended. As an
alternative to delivery by mail the holders may wish to consider
using an overnight or hand delivery service. In all cases,
sufficient time should be allowed to assure timely delivery. For
a description of the guaranteed delivery procedures, see
Instruction 1 of the Letter of Transmittal.
2. Signatures on this Notice of Guaranteed Delivery.
If this Notice of Guaranteed Delivery is signed by the
registered holder(s) of the Outstanding Notes, the signature
must correspond with the name(s) written on the face of the
Outstanding Notes without alteration, enlargement, or any change
whatsoever. If this Notice of Guaranteed Delivery is signed by a
participant of the Book-Entry Transfer Facility whose name
appears on a security position listing as the owner of the
Outstanding Notes, the signature must correspond with the name
shown on the security position listing as the owner of the
Outstanding Notes.
If this Notice of Guaranteed Delivery is signed by a person
other than the registered holder(s) of any Outstanding Notes
listed or a participant of the Book-Entry Transfer Facility,
this Notice of Guaranteed Delivery must be accompanied by
appropriate bond powers, signed as the name of the registered
holder(s) appears on the Outstanding Notes or signed as the name
of the participant shown on the Book-Entry Transfer
Facilitys security position listing.
3. Requests for Assistance or Additional Copies.
Questions and requests for assistance for additional copies
of the Prospectus may be directed to the Exchange Agent at the
address specified in the Prospectus. Holders may also contact
their broker, dealer, commercial bank, trust company, or other
nominee for assistance concerning the Exchange Offer.