SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
ALLEN PAUL G

(Last) (First) (Middle)
C/O VULCAN, INC.
505 FIFTH AVENUE SOUTH, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/14/2010
3. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 1,356,809 D
Class B Common Stock 2,241,299 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 11/30/2009 11/30/2016 Class A Common Stock 4,669,384 19.8 D
Warrants 11/30/2009 11/30/2014 Class A Common Stock 387,230 46.86 D
Explanation of Responses:
Remarks:
Pursuant to the Joint Plan of Reorganization of Charter Communications, Inc. (the "Company") and its affiliated Debtors, dated May 7, 2009, as amended (the "Plan"), Paul G. Allen is entitled to appoint four of the eleven members of the reorganized Company's Board of Directors (the "Board"), and such members are entitled to continue to serve on the Board until at least the first annual meeting of the Company's stockholders, which meeting is not to take place prior to the one year anniversary of the effective date of the Plan. The Plan was confirmed by order of the Bankruptcy Court for the Southern District of New York on November 17, 2009 and became effective on November 30, 2009 (the "Effective Date"). On the Effective Date, Mr. Allen appointed the following four individuals to serve on the Board: W. Lance Conn, John D. Markley, Jr., Christopher M. Temple and William L. McGrath. In addition to Mr. Allen's rights under the Plan, as holder of the Company's Class B Common Stock, and for so long as the Class B Common Stock remains outstanding, in all elections of directors, Mr. Allen is entitled to elect 35% of the members of the Board (rounded up to the next whole number). Mr. McGrath is currently an employee of Vulcan Inc., which is owned by Mr. Allen. Messrs. Conn and Temple were former employees of Vulcan Inc. but resigned from their positions in May 2009 and December 2009, respectively.
/s/ William L. McGrath, by Power of Attorney 09/14/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby constitutes,
designates and appoints William L. McGrath and Martha Fuller as his true and
lawful attorneys-in-fact and agents, each with full power of substitution and
resubstitution and full power to act alone and without the other, for the
undersigned and in the undersigned's name, place and stead, in any and all
capacities, to execute, acknowledge, deliver and file any and all filings
required by the Securities Exchange Act of 1934, as amended, including Sections
13 and 16 of such Act, and the rules and regulations thereunder, and requisite
documents in connection with such filings, including but not limited to Forms 3,
4 and 5 and Schedules 13D and 13G under such act and any amendments thereto.

This power of attorney shall be valid from the date hereof until revoked by the
undersigned.

IN WITNESS WHEREOF, the undersigned has executed this instrument as of the 24th
day of November, 2009.

/s/ Paul G. Allen
Paul G. Allen