FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/04/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 03/04/2013 | S | 38,013 | D | $86.6132 | 6,857,773(1)(2) | I | See Footnotes(1)(2) | ||
Class A Common Stock | 03/05/2013 | S | 101,241 | D | $87.2098 | 6,756,532(1)(2) | I | See Footnotes(1)(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. See Exhibit 99.1 for text to Footnote 1. |
2. See Exhibit 99.1 for text to Footnote 2. |
Remarks: |
CRESTVIEW, L.L.C., general partner of the Designated Filer, by /s/ Ross A. Oliver, Senior Counsel and Chief Compliance Officer | 03/06/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Due to the electronic system’s limitation of 10 Reporting Persons per joint filing, this statement is being filed in two forms.
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Footnote 1 to Form 4:
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Names of Joint Filers:
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(1) Crestview, L.L.C.
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(2) Encore, LLC
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(3) Crestview Partners (PF), L.P.
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(4) Crestview Holdings (TE), L.P.
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(5) Encore (ERISA), Ltd.
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(6) Crestview Partners (ERISA), L.P.
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(7) Crestview Offshore Holdings (Cayman), L.P.
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(8) Crestview Partners, L.P.
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(9) Encore II, LLC
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(10) Crestview Partners II (FF), L.P.
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(11) Crestview Partners II (TE), L.P.
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(12) Crestview Offshore Holdings II (Cayman), L.P.
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(13) Crestview Offshore Holdings II (FF Cayman), L.P.
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(14) Crestview Offshore Holdings II (892 Cayman), L.P.
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(15) Crestview Partners II, L.P.
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Address of Joint Filers:
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c/o Crestview, L.L.C.
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667 Madison Avenue, 10th Floor
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New York, NY 10065
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Relationship of Joint Filers to Issuer:
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10% Owner
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Issuer Name and Ticker or Trading Symbol:
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Charter Communications, Inc. (CHTR)
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Designated Filers:
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(1) Crestview Partners GP, L.P. and (2) Crestview Partners II GP, L.P.
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title:Senior Counsel & Chief Compliance Officer
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Encore, LLC
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By:
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Crestview Partners, L.P., as member
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By:
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Crestview Partners GP, L.P, as general partner
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By:
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Crestview, L.L.C., as general partner
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title: Senior Counsel & Chief Compliance Officer
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By:
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Crestview Partners GP, L.P, as general partner
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By:
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Crestview, L.L.C., as general partner
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title: Senior Counsel & Chief Compliance Officer
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Crestview Partners GP, L.P.
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By:
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Crestview, L.L.C., as general partner
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title:Senior Counsel & Chief Compliance Officer
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Encore (ERISA), Ltd.
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title: Director
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Encore II, LLC
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By:
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Crestview Partners II, L.P., as member
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By:
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Crestview Partners II GP, L.P, as general partner
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By:
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Crestview, L.L.C., as general partner
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title: Senior Counsel & Chief Compliance Officer
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Crestview Partners II, L.P.
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Crestview Partners II (FF), L.P.
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Crestview Partners II (TE), L.P.
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Crestview Offshore Holdings II (Cayman), L.P.
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Crestview Offshore Holdings II (FF Cayman), L.P.
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Crestview Offshore Holdings II (892 Cayman), L.P.
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By:
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Crestview Partners II GP, L.P, as general partner
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By:
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Crestview, L.L.C., as general partner
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title:Senior Counsel & Chief Compliance Officer
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Crestview Partners II GP, L.P.
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By:
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Crestview, L.L.C., as general partner
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By:
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/s/ Ross A. Oliver
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Name: Ross A. Oliver
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Title:Senior Counsel & Chief Compliance Officer
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Date:
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03/06/2013
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