SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Apodaca Steven E.

(Last) (First) (Middle)
C/O CHARTER COMMUNICATIONS, INC.
12405 POWERSCOURT DRIVE

(Street)
ST. LOUIS MO 63131

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/10/2008
3. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS INC /MO/ [ CHTR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP - Division President, West
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common 46,630(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (2) 10/28/2013 Class A Common 40,000 4.295 D
Stock Options (2) 01/27/2014 Class A Common 17,500 5.17 D
Stock Options (2) 03/25/2015 Class A Common 14,175 1.525 D
Stock Options (2) 08/23/2015 Class A Common 2,025 1.157 D
Stock Options (2) 03/10/2016 Class A Common 6,078 1 D
Stock Options (2) 12/29/2016 Class A Common 16,500 3.065 D
Stock Options (2) 03/09/2017 Class A Common 11,583 2.835 D
Stock Options (2) 12/11/2017 Class A Common 3,750 1.315 D
Explanation of Responses:
1. 36,630 shares of restricted stock granted 3/18/2008; and, 10,000 shares held in an IRA rollover account.
2. Grant under the Charter Communications, Inc. 2001 Stock Incentive Plan, 25% of the original grant vest at the end of each of the first four years, such options terminate 10 years from date of grant unless terminated sooner in accordance with the plan or agreement.
Remarks:
/s/ Steven E. Apodaca 12/19/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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