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OMB APPROVAL
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- ------ OMB Number: 3235-0287
FORM 4 Expires: December 31, 2001
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hours per response .... 0.5
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check this box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Schumm Steven A. Charter Communications, Inc. (CHTR) to Issuer (Check all applicable)
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(Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- ---
c/o Charter Communications, Inc. Number of Reporting Month/Year X Officer (give Other (specify
Person, if an entity February 2002 ---- title --- below)
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(Street) Executive Vice President
12405 Powerscourt Drive Assistant to the President
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5. If Amendment, 7. Individual or Joint/Group Filing
Date of Original Reporting (Check Applicable Line)
(Month/Year) X Form filed by One
---- Reporting Person
Form filed by More than
---- One Reporting Person
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(City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
St. Louis MO 63131
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ --------------------------------------- Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Class A Common Stock 2/12/02 P 2,240 A $11.30 D
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5,940
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(1) Restricted stock granted to the reporting person pursuant to the 2001 Stock Incentive Plan. 25% (9,000) of the shares vested
immediately on October 18, 2001. The remainder vest in 36 equal monthly installments (750 shares per month) commencing
November 1, 2002, conditioned upon the grantee's continuous employment with Charter Communications, Inc.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
SEC 1474 (7-96)
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ 8) Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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1. Title of Derivative 9. Number of 10. Ownership 11. Nature of
Security Derivative Form of Indirect
(Instr. 3) Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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**Intentional misstatements or omissions of facts constitute Federal /s/ Steven A. Schumm February 28, 2002
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ---------------------- ------------------
Steven A. Schumm Date
**Signature of Reporting Person
Note. File three copies of this Form, one of which must be manually signed. Page 2
If space is insufficient, see Instruction 6 for procedure. SEC 1474 (7-96)
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
