SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0287 |
Expires: |
December 31, 2014 |
Estimated average burden |
hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS INC /MO/
[ CHTR ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 07/23/2003
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
07/23/2003 |
|
A |
|
9,882
|
A |
0 |
9,882 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Cl;ass A Common Stock |
0
|
07/23/2003 |
|
A |
|
0
|
|
07/23/2004 |
08/08/1988 |
Class A Common |
0 |
$0
|
9,882 |
D |
|
Explanation of Responses: |
|
/s/ Marcy Lifton, Attorney-In-Fact for William D. Savoy, pursuant to the attached Power of Attorney |
07/25/2003 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned
constitutes and appoints Curt Shaw or Marcy Lifton, acting
alone, as his/her true and lawful attorney-in-fact and agent,
effective upon the undersigned's appointment as Director of
Charter Communications, Inc., for him/her and in his/her name,
place and stead, in any and all capacities, to execute on
behalf of him/her any and all Forms 3, 4, and 5 reporting
beneficial ownership and changes in beneficial ownership of
securities issued by Charter Communications, Inc.
(the "Company") and any amendments and supplements to those
forms, which, in the opinion of such attorney-in-fact, may be
necessary, appropriate, or desirable to comply with Section
16(a) of the Securities Exchange Act of 1934
(the "Exchange Act"), as amended, and the rules and
regulations promulgated thereunder (the "Rules"), and to
file such forms with the United States Securities and
Exchange Commission ("SEC") and NASDAQ.
The undersigned hereby grants to each attorney-in-fact
full power and authority to perform all and every act
requisite, necessary and proper to be done in the exercise
of any of the rights and powers herein granted, with full
power of revocation, hereby ratifying and confirming all
that such attorney-in-fact shall lawfully do or cause to
be done by virtue of this power of attorney and the rights
and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such
capacity at the request of the undersigned, are not
assuming any of the undersigned's responsibilities to
comply with Section 16 of the Exchange Act.
This Power of Attorney shall automatically terminate as
to both named attorneys-in-fact six months after the
undersigned ceases to be a Section 16 Reporting Person
of the Company. This Power of Attorney shall terminate
immediately as to the named attorney-in-fact whose
employment by the Company and its affiliates shall terminate.
IN WITNESS WHEREOF, the undersigned has caused this
Power of Attorney to be executed.
Date: July 3, 2003 By:_/s/ William D. Savoy
Print Name: William D. Savoy
Sec.16PowerAtty.doc